| 23-00586 | 11/12/2024 | Claimant(s): Arline Miller, Arline Miller IRA
Claimant Lawyers(s): Arline Miller
Respondent(s): Jason Vanclef
Respondent Lawyers(s): Jason Vanclef
Arbitrator(s): Neil S. Jasper, Olivia J. Valentine, Barry D. Kaye
Hearing Site: Los Angeles, CA
|  | Expungement |
| 22-00309 | 02/15/2023 | Claimant(s): Lei Wang
Claimant Lawyers(s): Lei Wang
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Elizabeth H. Lindh
Arbitrator(s): Mario H. Metzger, Andrew M. Mintzer, Barry D. Kaye
Hearing Site: Los Angeles, CA
| | $40,375 |
| 21-01427 | 10/13/2022 | Claimant(s): Nancy Flaherty
Claimant Lawyers(s): Ryan Gustafson
Respondent(s): LPL Financial LLC, Shawn Hochuli
Respondent Lawyers(s): Tracey Salmon-Smith
Arbitrator(s): Victoria E Johnson, Constance Ellen Boukidis, Barry D. Kaye
Hearing Site: Los Angeles, CA
| | $0 |
| 20-03808 | 04/05/2022 | Claimant(s): Gabrielle Sigel, Jacqueline Rosen, Lawrence Osman, Rochelle Seeman, Osman Family Trust
Claimant Lawyers(s): Katherine A. Petti
Respondent(s): J.P. Morgan Securities, Sherod Hanson
Respondent Lawyers(s): Jason R. Lindsay
Arbitrator(s): Benjamin F. Breslauer, Virginia Alice Suveiu, Barry D. Kaye
Hearing Site: Los Angeles, CA
| | $0 |
