Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 22-00309 | 02/15/2023 | Claimant(s): Lei Wang Claimant Lawyers(s): Lei Wang Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Elizabeth H. Lindh Arbitrator(s): Mario H. Metzger, Andrew M. Mintzer, Barry D. Kaye Hearing Site: Los Angeles, CA |  | $40,375 |
| 21-01427 | 10/13/2022 | Claimant(s): Nancy Flaherty Claimant Lawyers(s): Ryan Gustafson Respondent(s): LPL Financial LLC, Shawn Hochuli Respondent Lawyers(s): Tracey Salmon-Smith Arbitrator(s): Victoria E Johnson, Constance Ellen Boukidis, Barry D. Kaye Hearing Site: Los Angeles, CA | | $0 |
| 20-03808 | 04/05/2022 | Claimant(s): Gabrielle Sigel, Jacqueline Rosen, Lawrence Osman, Rochelle Seeman, Osman Family Trust Claimant Lawyers(s): Katherine A. Petti Respondent(s): J.P. Morgan Securities, Sherod Hanson Respondent Lawyers(s): Jason R. Lindsay Arbitrator(s): Benjamin F. Breslauer, Virginia Alice Suveiu, Barry D. Kaye Hearing Site: Los Angeles, CA | | $0 |