23-00591 | 10/28/2024 | Claimant(s): Jerome Huddleston, Jerome Huddleston IRA Claimant Lawyers(s): Samuel B. Edwards Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Jason R. Lindsay Arbitrator(s): Thomas James Hirsch, Shaquana Ellison Hearing Site: Atlanta, GA
| | Expungement |
21-00482 | 11/23/2022 | Claimant(s): Armand Ortega Claimant Lawyers(s): Alan Baskin Respondent(s): J.P. Morgan Securities, Ryan Schlappi, JP Morgan Chase Bank, N.A. Respondent Lawyers(s): Jason R. Lindsay Arbitrator(s): Thomas A. Peterson, Jay H. Feldstein, Jay Lawrence Witkin Hearing Site: Phoenix, AZ
| | Expungement |
20-03808 | 04/05/2022 | Claimant(s): Gabrielle Sigel, Jacqueline Rosen, Lawrence Osman, Rochelle Seeman, Osman Family Trust Claimant Lawyers(s): Katherine A. Petti Respondent(s): J.P. Morgan Securities, Sherod Hanson Respondent Lawyers(s): Jason R. Lindsay Arbitrator(s): Benjamin F. Breslauer, Virginia Alice Suveiu, Barry D. Kaye Hearing Site: Los Angeles, CA
| | $0 |
20-01669 | 12/09/2021 | Claimant(s): Lacey Keath Claimant Lawyers(s): Samuel B. Edwards Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Jason R. Lindsay Arbitrator(s): Jack Chapline Vaughan, Allan R. Lazor, James Douglas Gaughan Hearing Site: Houston, TX
| | $4,000,000 |
17-00791 | 07/01/2019 | Claimant(s): Mansoor Karamooz, Trustee Claimant Lawyers(s): Montgomery G. Griffin Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Jason R. Lindsay Arbitrator(s): Richard M. Norman, Edward H. Davis, Barry A. Fisher Hearing Site: Los Angeles, CA
| | $209,482 |
17-02029 | 12/04/2018 | Claimant(s): Barbara Freeman Claimant Lawyers(s): Michael L. Kirby Respondent(s): J.P. Morgan Securities, Vincent McGuinness Respondent Lawyers(s): Jason R. Lindsay Arbitrator(s): Nancy J. Spieczny, Randall B Christison, Kevin Joseph Pilon Hearing Site: San Diego, CA
| | Expungement |
16-00012 | 06/20/2018 | Claimant(s): Robert Hernreich, R. Hernreich 1987 Family Trust, R. Hernreich Charitable Remainder Trst 1, R. Hernreich Charitable Remainder Trst 2, R. Hernreich Charitable Remainder Trst 3, R. Hernreich Charitable Remainder Trst 4, R. Hernreich Charitable Remainder Trst 5, Robert E. Hernreich 2005 Trust Claimant Lawyers(s): Alan C. Friedberg Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Jason R. Lindsay Arbitrator(s): Charles G. Michaels, Donald N. Tolin, Hazel E. Hanley Hearing Site: Denver, CO
| | Expungement |
09-07182 | 09/11/2013 | Claimant(s): Bernard Reznick, Betty Feurring, Brian Schmier, Brian Wynn, Bruce Bartley, Charles Marqusee, Douglas Feurring, Ellen Schmier, Emily Feurring, Helga Marqusee, Jamie Rosemurgy, Linda Schmier, Michal Utterback, Robert Schmier, Ross Feurring, Sam Lee, Sonya Utterback, Feurring Family Limited Partnership, 3 Schmiers Investment Trust LLC, Douglas R. Feurring Revocable Trust, et al Claimant Lawyers(s): Gary A. Praglin Respondent(s): Bruce Treitman, Christopher Frank, Deutsche Bank Securities., Henry Persons, Jon Javellana, Kenneth Ro Respondent Lawyers(s): Jason R. Lindsay, Mark Parmelee, Paul J. Schumacher, Toby Soli, William D. Briendel Arbitrator(s): James R. Duncan, Neil S. Jasper, Ralph B. Perry Hearing Site: Los Angeles, CA
| | $180,000 |
08-03835 | 06/23/2010 | Claimant(s): Morgan Stanley & Co. Claimant Lawyers(s): Jason R. Lindsay Respondent(s): Malcolm Taaffe Respondent Lawyers(s): Malcolm F. Taaffe Arbitrator(s): Daniel B. Daugherty, Marshall Felton Wright, John William Bowman Hearing Site: Tampa, FL
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