| 23-02988 | 07/26/2024 | Claimant(s): Travis Hughes
Claimant Lawyers(s): Eric A. Michaels
Respondent(s): Investors Capital Corp.
Respondent Lawyers(s): David Feldstein
Arbitrator(s): Jay H. Feldstein
Hearing Site: Albuquerque, NM
| | |
| 22-02233 | 05/31/2023 | Claimant(s): Phyllis Strickland
Claimant Lawyers(s): Gail E. Boliver
Respondent(s): Daryl Calton, Calton & Associates.
Respondent Lawyers(s): Gregg J. Breitbart
Arbitrator(s): Barbara M. Zak, Jay H. Feldstein, Renee Bryna Gerstman
Hearing Site: Phoenix, AZ
|  | Dismissed with Rule 12206 |
| 22-00164 | 05/05/2023 | Claimant(s): Steven Kurzet
Claimant Lawyers(s): Scott A. Shanes
Respondent(s): Fidelity Brokerage Services LLC, National Financial Services LLC
Respondent Lawyers(s): Sean J. Coughlin
Arbitrator(s): Joseph Winter, Jay H. Feldstein, Richard Kent Mahrle
Hearing Site: Las Vegas, NV
| | $0 |
| 21-00482 | 11/23/2022 | Claimant(s): Armand Ortega
Claimant Lawyers(s): Alan Baskin
Respondent(s): J.P. Morgan Securities, Ryan Schlappi, JP Morgan Chase Bank, N.A.
Respondent Lawyers(s): Jason R. Lindsay
Arbitrator(s): Thomas A. Peterson, Jay H. Feldstein, Jay Lawrence Witkin
Hearing Site: Phoenix, AZ
| | Expungement |
| 19-01888 | 05/18/2021 | Claimant(s): Amy Toliver, Cynthia Toliver, Janet Narduzzi
Claimant Lawyers(s): Stephen C. Mouritsen
Respondent(s): John Arnold, AXA Advisors
Respondent Lawyers(s): Daniela Paez, Nancy L. Hendrickson
Arbitrator(s): Jay H. Feldstein, David S. Eisenberg, Kenneth L. Mann
Hearing Site: Phoenix, AZ
| | Expungement |
| 19-00409 | 10/09/2020 | Claimant(s): Kamala Cherukuri, Subbarao Venkata Cherukuri
Claimant Lawyers(s): Subbaro V. Cherukuri
Respondent(s): TD Ameritrade., Paul Phillips
Respondent Lawyers(s): Ilana H. Reid
Arbitrator(s): Jerry H. Friedland, Jay H. Feldstein, Ronald Stewart Ripley
Hearing Site: Phoenix, AZ
| | $0 |
| 16-00597 | 07/13/2017 | Claimant(s): Francis Aiello
Claimant Lawyers(s): Stuart D. Meissner
Respondent(s): Citizens Securities.
Respondent Lawyers(s): David L. Ward
Arbitrator(s): David M. Panko, Jay H. Feldstein, Miles David Braverman
Hearing Site: Pittsburgh, PA
| | |
| 13-02482 | 04/08/2014 | Claimant(s): Damany Henry
Claimant Lawyers(s): Timothy Feil
Respondent(s): Gene Meieran
Respondent Lawyers(s): Gene Meieran
Arbitrator(s): Marc Kalish, Jay H. Feldstein, Karen D. Hanson
Hearing Site: Phoenix, AZ
| | Expungement |
| 11-01011 | 08/07/2012 | Claimant(s): Jack Goldsmith, FMTC Custodian IRA Rollover Provision FB
Claimant Lawyers(s): Vicki Kuftic Horne
Respondent(s): Fred Galovich, Galovich Financial Planning Services, WRP Investments.
Respondent Lawyers(s): James A. McGovern
Arbitrator(s): Garry Lee Hogan, Jay H. Feldstein, Michael R. Stabile
Hearing Site: Pittsburgh, PA
| | $410,000 |
| 06-02818 | 09/15/2008 | Claimant(s): Donald Dailey
Claimant Lawyers(s): Arnold Y. Steinberg
Respondent(s): Legg Mason Wood Walker, John Russell
Respondent Lawyers(s): Jason W. Gaarder
Arbitrator(s): Jay H. Feldstein, N. John Marinack, Ronald J. Ricci
Hearing Site: Pittsburgh, PA
| | $0 |
