| 11-00484 | 10/10/2012 | Claimant(s): James Bordas, Linda Bordas
Claimant Lawyers(s): J. Zachary Zatezalo
Respondent(s): Wells Fargo Advisors, Ernest Coffindaffer
Respondent Lawyers(s): Meredith Cavallaro
Arbitrator(s): Michael R. Stabile, G. Daniel Carney, John P. Abriola
Hearing Site: Pittsburgh, PA
|  | $98,250 |
| 11-01011 | 08/07/2012 | Claimant(s): Jack Goldsmith, FMTC Custodian IRA Rollover Provision FB
Claimant Lawyers(s): Vicki Kuftic Horne
Respondent(s): Fred Galovich, Galovich Financial Planning Services, WRP Investments.
Respondent Lawyers(s): James A. McGovern
Arbitrator(s): Garry Lee Hogan, Jay H. Feldstein, Michael R. Stabile
Hearing Site: Pittsburgh, PA
| | $410,000 |
| 07-03450 | 08/15/2008 | Claimant(s): Gary Marsico, Gary W. Marsico, IRA
Claimant Lawyers(s): Robert W. Goehring
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Melissa Hegger Shea
Arbitrator(s): Clifford E. Marstiller, Michael R. Stabile, Robert G. Geeseman
Hearing Site: Pittsburgh, PA
| | $225 |
| 07-01427 | 04/24/2008 | Claimant(s): Ellen Tedesco, Victor Tedesco
Claimant Lawyers(s): Arnold Y. Steinberg
Respondent(s): Christopher Murray, Michael Murphy, Olympia Asset Management Ltd.
Respondent Lawyers(s): Charles M. O'Rourke
Arbitrator(s): Michael R. Stabile, Kathleen P. Helbig-Hannan
Hearing Site: Pittsburgh, PA
| | $0 |
