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FINRA Awards for Michael Murphy

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Displaying 8 out of 8 results
Case Number Award Date Case Summary Customer Case? Amount Granted
19-0133212/04/2019Claimant(s): Michael Murphy
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Columbus Advisory Group, Ltd.
Respondent Lawyers(s): Michael McNulty
Arbitrator(s): Josian Antoine
Hearing Site: New York, NY
19-0131611/20/2019Claimant(s): Michael Murphy
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Commerce One Financial Inc.
Respondent Lawyers(s): Thomas J. Jennings
Arbitrator(s): Susan C Lushing
Hearing Site: New York, NY
19-0133011/05/2019Claimant(s): Michael Murphy
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Jeffery D. Rodgers
Arbitrator(s): Annamaria Boccia Smith
Hearing Site: New York, NY
18-0147502/04/2019Claimant(s): Michael Murphy
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Edward Jones
Respondent Lawyers(s): Paul Yarns
Arbitrator(s): Sherry R. Wetsch
Hearing Site: Houston, TX
15-0068807/19/2016Claimant(s): Michael Murphy
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Renos Gordos
Respondent Lawyers(s): Renos Gordos
Arbitrator(s): Ronald P. Wertheim
Hearing Site: Philadelphia, PA
Checkmark Icon$0
12-0202101/30/2014Claimant(s): Charles Gruberman, Joyce Gruberman
Claimant Lawyers(s): Paul H. Scheuerlein
Respondent(s): Michael Murphy, La Salle St. Securities, L.L.C.
Respondent Lawyers(s): Matthew M. Showel
Arbitrator(s): Ralph M. Goren, Peter Ordower, Donald M. Thompson
Hearing Site: Chicago, IL
Checkmark Icon$135,000
11-0120805/09/2012Claimant(s): Milton Ward
Claimant Lawyers(s): John J. Miller
Respondent(s): Brandon Leon, Michael Mcnulty, Michael Murphy, Olympia Asset Management,Ltd.
Respondent Lawyers(s): Charles M. O'Rourke, Timothy Feil
Arbitrator(s): Phillip Lee Scheldt, Mark L. Williams, Anita M. Jean
Hearing Site: Dallas, TX
Checkmark Icon$0
07-0142704/24/2008Claimant(s): Ellen Tedesco, Victor Tedesco
Claimant Lawyers(s): Arnold Y. Steinberg
Respondent(s): Christopher Murray, Michael Murphy, Olympia Asset Management Ltd.
Respondent Lawyers(s): Charles M. O'Rourke
Arbitrator(s): Michael R. Stabile, Kathleen P. Helbig-Hannan
Hearing Site: Pittsburgh, PA
Checkmark Icon$0

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