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FINRA Awards for Anita M. Jean

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0001010/18/2022Claimant(s): Steven Helland
Claimant Lawyers(s): Rick Illmer
Respondent(s): Frontier Solutions
Respondent Lawyers(s): Davis Vick
Arbitrator(s): Frances Johnson Wright, Anita M. Jean, Allan Ray Thomas
Hearing Site: Dallas, TX
12-0241611/19/2013Claimant(s): Betty Gallagher, Patrick Gallagher
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Susan E. Sheely
Arbitrator(s): Patricia B. Lehtola, Anita M. Jean, Gerald Ray Waterston
Hearing Site: Dallas, TX
Checkmark IconExpungement
11-0120805/09/2012Claimant(s): Milton Ward
Claimant Lawyers(s): John J. Miller
Respondent(s): Brandon Leon, Michael Mcnulty, Michael Murphy, Olympia Asset Management,Ltd.
Respondent Lawyers(s): Charles M. O'Rourke, Timothy Feil
Arbitrator(s): Phillip Lee Scheldt, Mark L. Williams, Anita M. Jean
Hearing Site: Dallas, TX
Checkmark Icon$0
06-0542202/08/2008Claimant(s): Fiduciary Financial Services
Claimant Lawyers(s): John A. Koepke
Respondent(s): Mark Warner, The Masters., VSR Financial Services.
Respondent Lawyers(s): Jon M. Stanfield, Nathan J. Schwartz
Arbitrator(s): Marie A. Moore, Richard A Miller, Anita M. Jean
Hearing Site: Dallas, TX

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