| 23-00352 | 08/18/2023 | Claimant(s): Timothy Hawkins
Claimant Lawyers(s): Jon M. Stanfield
Respondent(s): VSR Financial Services.
Respondent Lawyers(s): David Feldstein
Arbitrator(s): Mark S. Foster, David Evans Rosedahl, M W Gear
Hearing Site: Des Moines, IA
| | |
| 20-02396 | 02/26/2021 | Claimant(s): James Regier
Claimant Lawyers(s): Jon M. Stanfield
Respondent(s): Cetera Advisor Networks LLC
Respondent Lawyers(s): David Feldstein
Arbitrator(s): John R. Loss
Hearing Site: Kansas City, MO
| | |
| 19-02519 | 02/17/2021 | Claimant(s): Teri Goettsche, Teri Goettsche IRA, The Gunter Trust
Claimant Lawyers(s): Richard Lewins
Respondent(s): Robert Messett
Respondent Lawyers(s): Jon M. Stanfield
Arbitrator(s): Nicole T. LeBoeuf, Robert L. Chisolm, Staci Lynette Glenn
Hearing Site: Dallas, TX
|  | Expungement |
| 18-01866 | 06/06/2019 | Claimant(s): Alvin Mac Aulay IRA
Claimant Lawyers(s): Richard A. Lewins
Respondent(s): Kyle Walters, Scott Hammel, Atlas Wealth Advisors
Respondent Lawyers(s): Jon M. Stanfield
Arbitrator(s): Nicole T. LeBoeuf
Hearing Site: Dallas, TX
| | Expungement |
| 06-05148 | 07/15/2008 | Claimant(s): Mary Yearsley
Claimant Lawyers(s): J. L. Spray
Respondent(s): Brian Schuster, Capital Growth Financial, VSR Financial Services.
Respondent Lawyers(s): Brian J. Schuster, Jon M. Stanfield, Michael Jacobs
Arbitrator(s): Richard M. Duxbury, John P. Wright, Roger J. Miller
Hearing Site: Omaha, NE
| | $92,176 |
| 06-05422 | 02/08/2008 | Claimant(s): Fiduciary Financial Services
Claimant Lawyers(s): John A. Koepke
Respondent(s): Mark Warner, The Masters., VSR Financial Services.
Respondent Lawyers(s): Jon M. Stanfield, Nathan J. Schwartz
Arbitrator(s): Marie A. Moore, Richard A Miller, Anita M. Jean
Hearing Site: Dallas, TX
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