| 15-01273 | 03/02/2016 | Claimant(s): Barbara Tanzman
Claimant Lawyers(s): Sara E. Hanley
Respondent(s): Alan Jacobs, Leslie Lukoff, Michael Falken, Michael Jacobs
Respondent Lawyers(s): Neil S. Baritz
Arbitrator(s): Irene C. Warshauer
Hearing Site: New York, NY
|  | Dismissed by Rule 12206 |
| 11-03575 | 06/03/2013 | Claimant(s): Torrey Pines Securities.
Claimant Lawyers(s): Michael Jacobs
Respondent(s): Adam Schwartz, Charles Schwab & Co..
Respondent Lawyers(s): Gilbert R. Serota
Arbitrator(s): James R. Duncan, Victoria E. Johnson, David W. Casey
Hearing Site: Los Angeles, CA
| | |
| 09-02400 | 06/24/2010 | Claimant(s): Michael Jacobs, Michael Jacobs Custod. for Julie Jacobs, Michael Jacobs Custodian Jeffery Jacobs, Diane Jacobs Disclaimer Trust
Claimant Lawyers(s): Alan L Frank
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Amy Bard
Arbitrator(s): Mitchell S. Friedman, Richard Gee, Andrew Shearman Benjamin
Hearing Site: New York, NY
| | $0 |
| 07-01557 | 03/19/2009 | Claimant(s): Betty Zahn, Clarence Koester, Gerard Timothy, Harold Zahn, Ruby Timothy, Deceased, IRA, Betty Zahn IRA, Darlene Brown IRA
Claimant Lawyers(s): J. L. Spray
Respondent(s): Brian Schuster, Wachovia Securities, Paula Turner, Capital Growth Financial
Respondent Lawyers(s): Brian J. Schuster, Michael Jacobs, Paula J. Turner, Todd Ratner
Arbitrator(s): Kimberly Renee McBride, Robert J. Bohle, David B. Lacks
Hearing Site: Omaha, NE
| | $177,700 |
| 07-02664 | 03/18/2009 | Claimant(s): Capital Growth Financial
Claimant Lawyers(s): Michael Jacobs
Respondent(s): Gregg Nussbaum, First American Capital & Trading Corp.
Respondent Lawyers(s): Marc S. Dobin, Neil S. Baritz
Arbitrator(s): Jeffrey C. Thompson, Joel Margolies, Edward J. Gordon
Hearing Site: Boca Raton, FL
| | |
| 08-00747 | 12/30/2008 | Claimant(s): Kevin McNamara
Claimant Lawyers(s): Kevin T McNamara
Respondent(s): Alan Jacobs, Michael Jacobs
Respondent Lawyers(s): Alan Lawrence Jacobs, Michael Scott Jacobs
Arbitrator(s): Paul K. Barenholtz
Hearing Site: New York, NY
| | |
| 07-00295 | 10/30/2008 | Claimant(s): Elaine Heng, Iona Hastings
Claimant Lawyers(s): J. L. Spray
Respondent(s): Brian Schuster, Capital Growth Financial
Respondent Lawyers(s): Brian J. Schuster, Michael Jacobs
Arbitrator(s): Peter Ordower, Philip J. Glick, Linda A. Pawlisz
Hearing Site: Omaha, NE
| | $116,000 |
| 08-01103 | 10/21/2008 | Claimant(s): Michael Jacobs
Claimant Lawyers(s): Michael M. Jacobs
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): David Lebowitz
Arbitrator(s): James J. Noone
Hearing Site: Newark, NJ
| | |
| 07-00905 | 08/05/2008 | Claimant(s): Cecilia Johnson, Leslie D. Roos Trust, Ruby S. Roos Trust
Claimant Lawyers(s): J. L. Spray
Respondent(s): Brian Schuster, Wachovia Securities, Capital Growth Financial
Respondent Lawyers(s): Brian J. Schuster, Michael Jacobs, Todd Ratner
Arbitrator(s): Robert L. Agusto, Jonathan B. Gilbert, Elayne Morgan
Hearing Site: Omaha, NE
| | $680,260 |
| 06-05148 | 07/15/2008 | Claimant(s): Mary Yearsley
Claimant Lawyers(s): J. L. Spray
Respondent(s): Brian Schuster, Capital Growth Financial, VSR Financial Services.
Respondent Lawyers(s): Brian J. Schuster, Jon M. Stanfield, Michael Jacobs
Arbitrator(s): Richard M. Duxbury, John P. Wright, Roger J. Miller
Hearing Site: Omaha, NE
| | $92,176 |
