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FINRA Awards for Elayne Morgan

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0103602/25/2011Claimant(s): Morgan Stanley
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): Michael Palmer
Respondent Lawyers(s): Ronald M. Amato
Arbitrator(s): Robert S. Sugarman, Richard R. Bicek, Elayne Morgan
Hearing Site: Chicago, IL
08-0349104/01/2010Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): David Lee
Respondent(s): Bart Ellis
Respondent Lawyers(s): Michael E. Lavelle
Arbitrator(s): Jeffrey W. Finke, Elizabeth C. Burton, Elayne Morgan
Hearing Site: Chicago, IL
07-0090508/05/2008Claimant(s): Cecilia Johnson, Leslie D. Roos Trust, Ruby S. Roos Trust
Claimant Lawyers(s): J. L. Spray
Respondent(s): Brian Schuster, Wachovia Securities, Capital Growth Financial
Respondent Lawyers(s): Brian J. Schuster, Michael Jacobs, Todd Ratner
Arbitrator(s): Robert L. Agusto, Jonathan B. Gilbert, Elayne Morgan
Hearing Site: Omaha, NE
Checkmark Icon$680,260

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