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FINRA Awards for Torrey Pines Securities.

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0357506/03/2013Claimant(s): Torrey Pines Securities.
Claimant Lawyers(s): Michael Jacobs
Respondent(s): Adam Schwartz, Charles Schwab & Co..
Respondent Lawyers(s): Gilbert R. Serota
Arbitrator(s): James R. Duncan, Victoria E. Johnson, David W. Casey
Hearing Site: Los Angeles, CA
12-0226405/20/2013Claimant(s): Lee Tripodi
Claimant Lawyers(s): Robert L. Hill
Respondent(s): Torrey Pines Securities.
Respondent Lawyers(s): Michael W. Jacobs
Arbitrator(s): Harvey C. Flodin, Brett W. Everhart, Nancy J. Spieczny
Hearing Site: San Diego, CA

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