| 21-00468 | 09/14/2021 | Claimant(s): Tim Chen
Claimant Lawyers(s): George C. Miller
Respondent(s): M. S. Howells & Co.
Respondent Lawyers(s): Robert L. Hill
Arbitrator(s): Robert E. Jenks
Hearing Site: Los Angeles, CA
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| 11-03976 | 03/14/2014 | Claimant(s): Morgan Stanley, Morgan Stanley Smith barney FA Notes
Claimant Lawyers(s): Mauricio S. Beugelmans
Respondent(s): Victor Elkind
Respondent Lawyers(s): Robert L. Hill
Arbitrator(s): Lester G. Stiel, Michael D. Briggs, Alan Joseph Goldstein
Hearing Site: San Diego, CA
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| 12-02264 | 05/20/2013 | Claimant(s): Lee Tripodi
Claimant Lawyers(s): Robert L. Hill
Respondent(s): Torrey Pines Securities.
Respondent Lawyers(s): Michael W. Jacobs
Arbitrator(s): Harvey C. Flodin, Brett W. Everhart, Nancy J. Spieczny
Hearing Site: San Diego, CA
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| 10-05097 | 05/01/2013 | Claimant(s): Peter Prescott
Claimant Lawyers(s): David Harrison
Respondent(s): Financial Network Investment Corporation, The Leader Board
Respondent Lawyers(s): Robert L. Hill
Arbitrator(s): Alan Stamm, James A. Sigler, Walter R. Whitman
Hearing Site: Los Angeles, CA
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| 09-01823 | 02/15/2011 | Claimant(s): Allison Alley, Stephen Hoen
Claimant Lawyers(s): Robert L. Hill
Respondent(s): Banc of America Investment Services Inc.
Respondent Lawyers(s): Ronald P. Kane
Arbitrator(s): Mandel E. Himelstein, Janice L. Sperow, Thomas E. Mullen
Hearing Site: San Diego, CA
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