| 13-00215 | 02/06/2017 | Claimant(s): Richard Strang
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Robert Marks
Respondent Lawyers(s): Kevin J. Werner
Arbitrator(s): James A. Sigler, Mark S. Priver, Michael M. Hachigian
Hearing Site: Los Angeles, CA
|  | $29,920 |
| 15-01474 | 11/21/2016 | Claimant(s): Walid Shinnawi
Claimant Lawyers(s): Ryan K. Bakhtiari
Respondent(s): DFA Securities LLC, Dimensional Fund Advisors.
Respondent Lawyers(s): Laura Shelby
Arbitrator(s): Barbara M. Zak, James A. Sigler, Susan B. Gans-Smith
Hearing Site: Los Angeles, CA
| | |
| 12-02073 | 05/08/2015 | Claimant(s): Anthony DeLuca, Nicolinda De Luca
Claimant Lawyers(s): Charles M. Gibbs, Daniel B. Lipson
Respondent(s): Robert Tweed
Respondent Lawyers(s): H Thomas Fehn
Arbitrator(s): Victoria E. Johnson, James A. Sigler, Adam Michael Porter
Hearing Site: Los Angeles, CA
| | $0 |
| 10-05097 | 05/01/2013 | Claimant(s): Peter Prescott
Claimant Lawyers(s): David Harrison
Respondent(s): Financial Network Investment Corporation, The Leader Board
Respondent Lawyers(s): Robert L. Hill
Arbitrator(s): Alan Stamm, James A. Sigler, Walter R. Whitman
Hearing Site: Los Angeles, CA
| | |
| 12-00914 | 04/01/2013 | Claimant(s): Jack Hoffman, Taeko Hoffman
Claimant Lawyers(s): James Barbee, Timothy Feil
Respondent(s): Alexander Gorchakov, Daniel Silverstein
Respondent Lawyers(s): Alexander Gorchakov, Daniel Louis Silverstein
Arbitrator(s): James A. Sigler, Robert Rosen, Leslieann Lee Brucker
Hearing Site: Los Angeles, CA
| | $0 |
| 09-06463 | 11/11/2011 | Claimant(s): Charles Young, Charles J. Young DDS Inc. PSP
Claimant Lawyers(s): Michael Blumenfeld, Robert Girard
Respondent(s): Gordon Carlson
Respondent Lawyers(s): Kevin L. Wheeler
Arbitrator(s): James A. Sigler, Henry Marris Wollman, Anita Rae Shapiro
Hearing Site: Los Angeles, CA
| | Expungement |
| 10-04436 | 05/03/2011 | Claimant(s): Michael McCarthy
Claimant Lawyers(s): Michael J. McCarthy
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Braden O. Wilhelm
Arbitrator(s): James A. Sigler
Hearing Site: Los Angeles, CA
| | $0 |
| 08-03685 | 10/21/2008 | Claimant(s): David Haines, Nancy Haines
Claimant Lawyers(s): Mike Deutsche
Respondent(s): Christopher Corso, CAC Capital Corp.
Respondent Lawyers(s): Christopher A. Corso, Christopher Anthony Corso
Arbitrator(s): James A. Sigler
Hearing Site: Los Angeles, CA
| | $871,220 |
