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FINRA Awards for Michael McCarthy

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0334212/17/2015Claimant(s): Patricia L. Micucci, Vincent A. Micucci
Claimant Lawyers(s): Gregg Rzepczynski
Respondent(s): Michael McCarthy
Respondent Lawyers(s): Thomas F. Kopshever
Arbitrator(s): Mark L Miller, Sondra Sellars, Marvin Harold Zelkin
Hearing Site: Chicago, IL
Checkmark IconExpungement
10-0443605/03/2011Claimant(s): Michael McCarthy
Claimant Lawyers(s): Michael J. McCarthy
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Braden O. Wilhelm
Arbitrator(s): James A. Sigler
Hearing Site: Los Angeles, CA
Checkmark Icon$0

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