12-02073 | 05/08/2015 | Claimant(s): Anthony DeLuca, Nicolinda De Luca Claimant Lawyers(s): Charles M. Gibbs, Daniel B. Lipson Respondent(s): Robert Tweed Respondent Lawyers(s): H Thomas Fehn Arbitrator(s): Victoria E. Johnson, James A. Sigler, Adam Michael Porter Hearing Site: Los Angeles, CA
| | $0 |
12-03331 | 08/18/2014 | Claimant(s): Alice Haverstock, Diane Nelson, Judd Broyer, Marian Broyer, Broson Investment Claimant Lawyers(s): Daniel B. Lipson Respondent(s): Peter Voldness, Emergent Financial Group. Respondent Lawyers(s): Randy J. Sparling Arbitrator(s): Lawrence R. Commers, Emily B. Boote, John B. Orenstein Hearing Site: Minneapolis, MN
| | $0 |
12-01243 | 06/04/2014 | Claimant(s): William Eglar Claimant Lawyers(s): Daniel B. Lipson Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Joel M. Everest Arbitrator(s): Susanne J. Hollander, Marilee Roberg, Irving A. Chesler Hearing Site: Chicago, IL
| | Expungement |
12-01812 | 10/22/2013 | Claimant(s): Gaylord Prestige Claimant Lawyers(s): Daniel B. Lipson Respondent(s): Raymond, James & Associates. Respondent Lawyers(s): Erin K. Linehan Arbitrator(s): Henry L. Dahl, Brian W. Yee, Ernest F. Modzelewski Hearing Site: Phoenix, AZ
| | Expungement |
11-02159 | 10/10/2013 | Claimant(s): Tom Garcia Claimant Lawyers(s): Daniel B. Lipson Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Joshua D. Jones Arbitrator(s): Michelle Judy Brant Hearing Site: San Francisco, CA
| | Expungement |