Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-03369 | 03/16/2020 | Claimant(s): Thomas Mayberry Claimant Lawyers(s): Daniel D'Costa Respondent(s): National Securities Corporation Respondent Lawyers(s): Fred N. Knopf Arbitrator(s): John B. Orenstein, Steven M. Bialick, Lindsay Keller Hearing Site: Minneapolis, MN |  | $0 |
| 12-03331 | 08/18/2014 | Claimant(s): Alice Haverstock, Diane Nelson, Judd Broyer, Marian Broyer, Broson Investment Claimant Lawyers(s): Daniel B. Lipson Respondent(s): Peter Voldness, Emergent Financial Group. Respondent Lawyers(s): Randy J. Sparling Arbitrator(s): Lawrence R. Commers, Emily B. Boote, John B. Orenstein Hearing Site: Minneapolis, MN | | $0 |
| 10-02538 | 06/13/2011 | Claimant(s): Marlon Dubinsky Claimant Lawyers(s): Gerald T. Laurie Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Julie Fleming-Wolfe Arbitrator(s): John B. Orenstein, Natalie A. Roberts, Susan M. Sanger Hearing Site: Minneapolis, MN |