Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
---|---|---|---|---|
20-00845 | 12/17/2021 | Claimant(s): Brian Smith Claimant Lawyers(s): Bruce C. Recher Respondent(s): Royal Jaros Respondent Lawyers(s): Charlie R. Alden Arbitrator(s): Mark S. Gleason, John Carl Bjork, Lindsay Keller Hearing Site: Minneapolis, MN | ||
18-03369 | 03/16/2020 | Claimant(s): Thomas Mayberry Claimant Lawyers(s): Daniel D'Costa Respondent(s): National Securities Corporation Respondent Lawyers(s): Fred N. Knopf Arbitrator(s): John B. Orenstein, Steven M. Bialick, Lindsay Keller Hearing Site: Minneapolis, MN | $0 | |
18-03461 | 11/04/2019 | Claimant(s): Jeffrey Rathmanner Claimant Lawyers(s): Brooke D. Anthony Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Ira G. Rosenstein Arbitrator(s): Thomas J. Gmeinder, Michael Herring, Lindsay Keller Hearing Site: Minneapolis, MN |