23-01030 | 03/28/2024 | Claimant(s): Dorothy Harnish, Glenn Harnish Claimant Lawyers(s): Michael S. Hill Respondent(s): National Securities Corporation Respondent Lawyers(s): Fred N. Knopf Arbitrator(s): Gregory Hunter Mathews Hearing Site: Philadelphia, PA
| | $225 |
21-02170 | 04/19/2023 | Claimant(s): Arnie Di Cioccio, Kevin Griffin, Yousef Abuhakmeh Claimant Lawyers(s): Jeffrey L. Liddle Respondent(s): National Securities Corporation Respondent Lawyers(s): Fred N. Knopf Arbitrator(s): Thomas M. Amadio, Eric Goldman, Edmund Timothy Donovan Hearing Site: New York, NY
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20-03069 | 02/02/2023 | Claimant(s): Patrick Esparrago Claimant Lawyers(s): Avinoam Rosenfeld Respondent(s): National Securities Corporation Respondent Lawyers(s): Fred N. Knopf Arbitrator(s): Rory M. McLaughlin Hearing Site: New York, NY
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20-03829 | 07/21/2022 | Claimant(s): Rahul Deepankar Claimant Lawyers(s): Richard B. Fosher Respondent(s): National Securities Corporation Respondent Lawyers(s): Fred N. Knopf Arbitrator(s): Stuart D. Summers, Daniel R. Formeller, Philip J. Glick Hearing Site: Chicago, IL
| | Expungement |
20-03747 | 07/13/2022 | Claimant(s): George McCutchen Claimant Lawyers(s): Louis D. Tambaro Respondent(s): National Securities Corporation Respondent Lawyers(s): Fred N. Knopf Arbitrator(s): F. John Herrmann, Barbara Black, Theodore Haynes Hearing Site: Columbia, SC
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21-00584 | 07/08/2022 | Claimant(s): Joann Rosellini, Estate of Alexander V. Rosellini Claimant Lawyers(s): Thomas Costello Respondent(s): National Securities Corporation, John Moy Respondent Lawyers(s): Fred N. Knopf, Jennifer R. Willey Arbitrator(s): Lawrence E. Dube, Josephia Rouse, Elizabeth Varner Hearing Site: Baltimore, MD
| | Expungement |
20-01543 | 06/06/2022 | Claimant(s): Anna Hickey, Daniel Hickey, Daniel J. Hickey & Anna M. Hickey Trust Claimant Lawyers(s): Devin W. Bone Respondent(s): Jack McBride, B. Riley Wealth Management Respondent Lawyers(s): Fred N. Knopf Arbitrator(s): Patrick R. Sughroue, Richard Heim Foley, Michael John Falvo Hearing Site: Detroit, MI
| | $0 |
20-03038 | 11/30/2021 | Claimant(s): Joseph Glodek, Richard Libretti Claimant Lawyers(s): Tosh Grebenik Respondent(s): National Securities Corporation Respondent Lawyers(s): Fred N. Knopf Arbitrator(s): Marvin L. Schuldiner Hearing Site: Jersey City, NJ
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19-03440 | 11/05/2021 | Claimant(s): Richard Pierre Claimant Lawyers(s): Paul Radvany Respondent(s): National Securities Corporation Respondent Lawyers(s): Fred N. Knopf Arbitrator(s): Edward W. Morris Hearing Site: New York, NY
| | $38,104 |
20-00636 | 10/15/2021 | Claimant(s): Howard Merrill, Howard Merrill Rev Living Tr U/A 2/9/15, Howard R. Merrill TTEE Claimant Lawyers(s): Daniel D'Costa Respondent(s): National Securities Corporation, Thomas Kelly Respondent Lawyers(s): Fred N. Knopf, Robert M. Bursky Arbitrator(s): Steven M. Bialick Hearing Site: Minneapolis, MN
| | Expungement |