Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
---|---|---|---|---|
21-00584 | 07/08/2022 | Claimant(s): Joann Rosellini, Estate of Alexander V. Rosellini Claimant Lawyers(s): Thomas Costello Respondent(s): National Securities Corporation, John Moy Respondent Lawyers(s): Fred N. Knopf, Jennifer R. Willey Arbitrator(s): Lawrence E. Dube, Josephia Rouse, Elizabeth Varner Hearing Site: Baltimore, MD | Expungement | |
18-04072 | 05/04/2020 | Claimant(s): John Moy Claimant Lawyers(s): Jennifer Willey Respondent(s): Wells Fargo Advisors Financial Network Respondent Lawyers(s): Michael Naccarato Arbitrator(s): Joan H. Palmer, Edward J. Gutman, Jane Tam Hearing Site: Baltimore, MD | ||
18-04071 | 09/13/2019 | Claimant(s): John Moy Claimant Lawyers(s): Jennifer Willey Respondent(s): Wells Fargo Advisors Financial Network Respondent Lawyers(s): Michael Naccarato Arbitrator(s): David L. Ruderman, Marian Smith Glenn, Joan M. Smith Hearing Site: Baltimore, MD |