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FINRA Awards for Marian Smith Glenn

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Displaying 6 out of 6 results
Case Number Award Date Case Summary Customer Case? Amount Granted
22-0196505/09/2024Claimant(s): Christopher Heilman, Ronald Kiser
Claimant Lawyers(s): Thomas J. Momjian
Respondent(s): Truist Investment Services.
Respondent Lawyers(s): Andrew J. Shapren
Arbitrator(s): Marian Smith Glenn, Catherine Esther Bocskor, Douglas Ken Rudley
Hearing Site: Norfolk, VA
18-0225602/14/2020Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Michael R. Greco
Respondent(s): Eric Wolf
Respondent Lawyers(s): Clinton W. Marrs
Arbitrator(s): Marian Smith Glenn, Michael W. Hultzapple, Jane Tam
Hearing Site: Norfolk, VA
18-0407109/13/2019Claimant(s): John Moy
Claimant Lawyers(s): Jennifer Willey
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): David L. Ruderman, Marian Smith Glenn, Joan M. Smith
Hearing Site: Baltimore, MD
14-0239411/24/2015Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Jonathan Berg
Respondent(s): John Cutshall
Respondent Lawyers(s): E. Patrick McDermott
Arbitrator(s): Bonnie K. Wachtel, Marian Smith Glenn, David Paul Clark
Hearing Site: Baltimore, MD
14-0115910/22/2015Claimant(s): Roberta Heid
Claimant Lawyers(s): Matthew R. Skolnik
Respondent(s): Jeremy Lambert, Morgan Stanley
Respondent Lawyers(s): Lisa B. Dodge
Arbitrator(s): Marian Smith Glenn, Nickolas F. Monteforte, Jan Elaine Christopher
Hearing Site: Wilmington, DE
Checkmark IconExpungement
09-0136809/29/2009Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Thomas J. Momjian
Respondent(s): James Hodges
Respondent Lawyers(s): Thomas C. Costello
Arbitrator(s): AnnDrea M. Benson, Marian Smith Glenn, J. Snowden Stanley
Hearing Site: Baltimore, MD

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