| 22-01965 | 05/09/2024 | Claimant(s): Christopher Heilman, Ronald Kiser
Claimant Lawyers(s): Thomas J. Momjian
Respondent(s): Truist Investment Services.
Respondent Lawyers(s): Andrew J. Shapren
Arbitrator(s): Marian Smith Glenn, Catherine Esther Bocskor, Douglas Ken Rudley
Hearing Site: Norfolk, VA
| | |
| 21-01391 | 12/13/2022 | Claimant(s): Christine Bourdelais
Claimant Lawyers(s): Christine Callie Bourdelais
Respondent(s): NYLife Securities LLC, NY Life Insurance Company of Arizona, New York Life Insurance & Annuity Corp., New York Life Insurance Company
Respondent Lawyers(s): Christopher J. Murdoch
Arbitrator(s): Michael J. Ahlstrom, Lawrence M. Barnes, Catherine Esther Bocskor
Hearing Site: Norfolk, VA
| | |
| 19-01839 | 10/18/2022 | Claimant(s): Linda O'Donnell
Claimant Lawyers(s): Thomas C. Costello
Respondent(s): TD Ameritrade., Peter Keating, United Planners' Financial Services
Respondent Lawyers(s): Erinn M. Maguire, Gerry Kowalski
Arbitrator(s): Jay B. Bachar, Catherine Esther Bocskor, Robert J. Kirkner
Hearing Site: Baltimore, MD
|  | $244,344 |
| 19-03835 | 08/10/2021 | Claimant(s): Fred Militello, Jeannette Militello, Daniella Militello, Giuliano Militello, Matthew Militello
Claimant Lawyers(s): William N. Butler
Respondent(s): Brandon Williams
Respondent Lawyers(s): Brandon J. Williams
Arbitrator(s): Thomas J. Dolina, Alan Robert Malasky, Catherine Esther Bocskor
Hearing Site: Baltimore, MD
| | $0 |
| 19-02211 | 03/06/2020 | Claimant(s): Edward William Kissinger
Claimant Lawyers(s): Rachel N. Mech
Respondent(s): Sanders Morris Harris LLC
Respondent Lawyers(s): Steve Mangold
Arbitrator(s): Catherine Esther Bocskor
Hearing Site: Baltimore, MD
| | |
| 17-03299 | 10/03/2019 | Claimant(s): Michael Stern, Paul Levin, Wendy Stern, Estate of Gloria Levin
Claimant Lawyers(s): Daniel J. Miller
Respondent(s): Kenneth Blumberg, Stifel, Nicolaus & Co..
Respondent Lawyers(s): Edwin A. Zipf
Arbitrator(s): Edward J. Gutman, Catherine Esther Bocskor, John Leslie Coker
Hearing Site: Baltimore, MD
| | $1,524,180 |
| 18-00889 | 01/07/2019 | Claimant(s): David Miller
Claimant Lawyers(s): Timothy Lynch
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Andrew Gelfand
Arbitrator(s): Catherine Esther Bocskor
Hearing Site: Baltimore, MD
| | |
| 13-02584 | 01/29/2015 | Claimant(s): Tae M. Kim and Young J. Kim
Claimant Lawyers(s): Tae M. Kim
Respondent(s): TD Ameritrade., Investrade Discount Sec. aka Regal Sec.
Respondent Lawyers(s): James J. Vihstadt, Nicholas P. Iavarone
Arbitrator(s): Ezio E. Borchini, Mona Koppel Mitnick, Catherine Esther Bocskor
Hearing Site: Baltimore, MD
| | $0 |
