Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 22-00634 | 03/30/2023 | Claimant(s): Flaubert Mbongo Claimant Lawyers(s): Flaubert Mbongo Respondent(s): Robinhood Financial. Respondent Lawyers(s): Erinn M. Maguire Arbitrator(s): Richard P. Regan, Yvette C. Hatfield, Raymond Winston Suarez Hearing Site: Washington, DC |  | $0 |
| 19-01839 | 10/18/2022 | Claimant(s): Linda O'Donnell Claimant Lawyers(s): Thomas C. Costello Respondent(s): TD Ameritrade., Peter Keating, United Planners' Financial Services Respondent Lawyers(s): Erinn M. Maguire, Gerry Kowalski Arbitrator(s): Jay B. Bachar, Catherine Esther Bocskor, Robert J. Kirkner Hearing Site: Baltimore, MD | | $244,344 |
| 21-00395 | 08/13/2021 | Claimant(s): Michelle Legatzke IRA Claimant Lawyers(s): David Liebrader Respondent(s): TD Ameritrade Clearing., TD Ameritrade. Respondent Lawyers(s): Erinn M. Maguire Arbitrator(s): Laurel Littman Gothelf, Peter H. Daly, Lesley Ann Troope Hearing Site: Reno, NV | | Dismissed by Rule 12206(b) |