FINRA Awards for Raymond Winston Suarez

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Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
23-01323	10/11/2023	Claimant(s): Anjali Aiyappa, Ashok Aiyappa, Kavitha Aiyappa Claimant Lawyers(s): Ashok Aiyappa Respondent(s): Gregory Nerantzis, Merrill Lynch Pierce Fenner & Smith Inc., Peter Ambrose Respondent Lawyers(s): Kathryn B. Rockwood Arbitrator(s): David Paul Clark, Michael James Malone, Raymond Winston Suarez Hearing Site: Washington, DC		Dismissed by Rule 12504
22-00634	03/30/2023	Claimant(s): Flaubert Mbongo Claimant Lawyers(s): Flaubert Mbongo Respondent(s): Robinhood Financial. Respondent Lawyers(s): Erinn M. Maguire Arbitrator(s): Richard P. Regan, Yvette C. Hatfield, Raymond Winston Suarez Hearing Site: Washington, DC		$0