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FINRA Awards for United Planners' Financial Services

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0001205/25/2023Claimant(s): Damon George
Claimant Lawyers(s): Damon David George
Respondent(s): United Planners' Financial Services
Respondent Lawyers(s): Amir Tadjedin
Arbitrator(s): Nancy E. Hochman, John M. Casey, Mark Lee Haggard
Hearing Site: Portland, OR
19-0183910/18/2022Claimant(s): Linda O'Donnell
Claimant Lawyers(s): Thomas C. Costello
Respondent(s): TD Ameritrade., Peter Keating, United Planners' Financial Services
Respondent Lawyers(s): Erinn M. Maguire, Gerry Kowalski
Arbitrator(s): Jay B. Bachar, Catherine Esther Bocskor, Robert J. Kirkner
Hearing Site: Baltimore, MD
Checkmark Icon$244,344

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