| 23-02544 | 08/26/2024 | Claimant(s): Andre Selfa
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Michael D. Weiner, Mark Lee Haggard, Ian Matthew Green
Hearing Site: Portland, OR
| | |
| 22-00012 | 05/25/2023 | Claimant(s): Damon George
Claimant Lawyers(s): Damon David George
Respondent(s): United Planners' Financial Services
Respondent Lawyers(s): Amir Tadjedin
Arbitrator(s): Nancy E. Hochman, John M. Casey, Mark Lee Haggard
Hearing Site: Portland, OR
| | |
| 22-00953 | 12/09/2022 | Claimant(s): Anuphong Sivatitikul, Sukanya Thudsuan
Claimant Lawyers(s): David Neuman
Respondent(s): Narongdej Jaroensabphayanont
Respondent Lawyers(s): Narongdej Jaroensabphayanont
Arbitrator(s): Mark Lee Haggard
Hearing Site: Seattle, WA
|  | $53,768 |
| 21-01938 | 03/25/2022 | Claimant(s): Shawn Weidmann
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): U.S. Bancorp Investments.
Respondent Lawyers(s): Trevor Brown
Arbitrator(s): Mark Lee Haggard
Hearing Site: Portland, OR
| | |
| 18-04079 | 12/03/2019 | Claimant(s): David Taylor, Kay Taylor
Claimant Lawyers(s): Jason J. Kane
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Sydney H. Crowther
Arbitrator(s): Langdon T. Owen, Thomas R. Dreiling, Mark Lee Haggard
Hearing Site: Boise, ID
| | $0 |
| 18-03452 | 08/13/2019 | Claimant(s): Rao Palanki
Claimant Lawyers(s): Kristian Kraszewski
Respondent(s): Dustin Martin, Madison Avenue Securities.
Respondent Lawyers(s): Jeffrey S. Kob
Arbitrator(s): Isidoro Berkman, Mark Lee Haggard, Lorena Reynolds
Hearing Site: Portland, OR
| | Expungement |
| 13-03121 | 07/14/2014 | Claimant(s): Anthony Lodati
Claimant Lawyers(s): Brett D. Zinner
Respondent(s): Charlotte Hunt, Roderick Hunt
Respondent Lawyers(s): Roderick Hunt
Arbitrator(s): Mark Lee Haggard, James F. Zotter, D. Ann Degenshein
Hearing Site: Portland, OR
| | Expungement |
| 11-00626 | 08/30/2012 | Claimant(s): Joan Kushner, Michael and Elizabeth Eggiman Living Tru
Claimant Lawyers(s): Paul H. Trinchero
Respondent(s): Wedbush Securities Inc., Scott Sideras, William Richardson
Respondent Lawyers(s): Charles LaChaussee
Arbitrator(s): F. Richard Middaugh, Mark Lee Haggard, Charles Edward Corrigan
Hearing Site: Portland, OR
| | $329,239 |
