| 23-02925 | 08/06/2024 | Claimant(s): Lawrence Napolitano
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Kalos Capital., Parkland Securities
Respondent Lawyers(s): Amir Tadjedin, Carol Wildermuth
Arbitrator(s): Mark R. Lee
Hearing Site: Las Vegas, NV
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| 23-01439 | 07/12/2024 | Claimant(s): Kian Nobari
Claimant Lawyers(s): Harris Freedman
Respondent(s): Sigma Financial Corporation
Respondent Lawyers(s): Amir Tadjedin
Arbitrator(s): William W. Haskell
Hearing Site: San Francisco, CA
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| 23-01321 | 06/07/2024 | Claimant(s): James Lineweaver
Claimant Lawyers(s): Gerry Kowalski
Respondent(s): Triad Advisors LLC, Sigma Financial Corporation
Respondent Lawyers(s): Amir Tadjedin, Jennifer R. Cox
Arbitrator(s): Tracy L. Allen
Hearing Site: Cleveland, OH
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| 23-01479 | 02/06/2024 | Claimant(s): Tim Clairmont
Claimant Lawyers(s): William Bean
Respondent(s): Woodbury Financial Services.
Respondent Lawyers(s): Amir Tadjedin
Arbitrator(s): Stephany Adriene Watson
Hearing Site: Portland, OR
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| 23-00637 | 01/22/2024 | Claimant(s): Miguel Montejano
Claimant Lawyers(s): Amir Tadjedin
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Garrett R. Wynne
Arbitrator(s): David A. Schuler
Hearing Site: Dallas, TX
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| 22-00012 | 05/25/2023 | Claimant(s): Damon George
Claimant Lawyers(s): Damon David George
Respondent(s): United Planners' Financial Services
Respondent Lawyers(s): Amir Tadjedin
Arbitrator(s): Nancy E. Hochman, John M. Casey, Mark Lee Haggard
Hearing Site: Portland, OR
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| 21-01270 | 03/14/2023 | Claimant(s): Larry Weisman, Weisman Enterprises Limited Partnership
Claimant Lawyers(s): Robert D. Mitchell
Respondent(s): Charles Reiling, David Monahan, Francis Skinner, Luke Johnson, Matthew Rakerd, Coastal Equities., Coastal Investment Advisors., Legend Capital Group.
Respondent Lawyers(s): Amir Tadjedin, Mickey B. Wright
Arbitrator(s): Deana S. Peck, Floyd Gerry Hoffman, Jerome Allan Landau
Hearing Site: Phoenix, AZ
|  | Expungement |
| 21-01196 | 11/29/2022 | Claimant(s): Edward Abrams, Hildie Abrams, Edward Abrams IRA, Hildie Abrams IRA
Claimant Lawyers(s): Edward Adams
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Amir Tadjedin
Arbitrator(s): Charles G. Michaels, Donald N. Tolin, Rebecca Sone O'Rourke
Hearing Site: Denver, CO
| | Expungement |
| 21-02239 | 10/24/2022 | Claimant(s): Walter Helms
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): M Holdings Securities.
Respondent Lawyers(s): Amir Tadjedin
Arbitrator(s): Mollie Wagner Neal
Hearing Site: Atlanta, GA
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| 22-00279 | 09/15/2022 | Claimant(s): David McGill
Claimant Lawyers(s): Robert L. Gonser
Respondent(s): Parkland Securities
Respondent Lawyers(s): Amir Tadjedin
Arbitrator(s): Carl E. Ver Beek, Robert David Epstein, David Joseph Remondini
Hearing Site: Indianapolis, IN
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