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FINRA Awards for Jerome Allan Landau

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0127003/14/2023Claimant(s): Larry Weisman, Weisman Enterprises Limited Partnership
Claimant Lawyers(s): Robert D. Mitchell
Respondent(s): Charles Reiling, David Monahan, Francis Skinner, Luke Johnson, Matthew Rakerd, Coastal Equities., Coastal Investment Advisors., Legend Capital Group.
Respondent Lawyers(s): Amir Tadjedin, Mickey B. Wright
Arbitrator(s): Deana S. Peck, Floyd Gerry Hoffman, Jerome Allan Landau
Hearing Site: Phoenix, AZ
Checkmark IconExpungement
18-0349210/14/2019Claimant(s): William Siu
Claimant Lawyers(s): Jon A Titus
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Tara A. LaClair
Arbitrator(s): Richard Kent Mahrle, John Joseph Welsh, Jerome Allan Landau
Hearing Site: Phoenix, AZ
Checkmark Icon$330,000
17-0228408/30/2019Claimant(s): Cynthia Dahlstrom, Dana Proctor, David Dahlstrom, David D. Dahlstrom & Cynthia G.Dahlstrom
Claimant Lawyers(s): Anthony B. Bingham
Respondent(s): Stifel, Nicolaus & Co..
Respondent Lawyers(s): Ed Barkel
Arbitrator(s): I Douglas Dunipace, Loren Scott Buell, Jerome Allan Landau
Hearing Site: Phoenix, AZ
Checkmark Icon$0

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