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FINRA Awards for William Siu

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0349210/14/2019Claimant(s): William Siu
Claimant Lawyers(s): Jon A Titus
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Tara A. LaClair
Arbitrator(s): Richard Kent Mahrle, John Joseph Welsh, Jerome Allan Landau
Hearing Site: Phoenix, AZ
Checkmark Icon$330,000

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