| 21-00242 | 10/06/2023 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Keith Barnett
Respondent(s): Matthew Sherbondy
Respondent Lawyers(s): William R. Carlisle
Arbitrator(s): Mollie Wagner Neal, David Blair Sinyard, Edward Martin Davidson
Hearing Site: Atlanta, GA
| | |
| 21-02239 | 10/24/2022 | Claimant(s): Walter Helms
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): M Holdings Securities.
Respondent Lawyers(s): Amir Tadjedin
Arbitrator(s): Mollie Wagner Neal
Hearing Site: Atlanta, GA
| | |
| 22-00114 | 09/23/2022 | Claimant(s): Gregory Crance
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Oneamerica Securities., Principal Securities.
Respondent Lawyers(s): Kathryn Roe Eldridge
Arbitrator(s): Mollie Wagner Neal
Hearing Site: Birmingham, AL
| | |
| 20-03615 | 06/13/2022 | Claimant(s): Larry Cabrera
Claimant Lawyers(s): Thomas Momjian
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Victor L. Hayslip
Arbitrator(s): Mollie Wagner Neal, Robert Paul Michaud, Victoria Liccione
Hearing Site: Charlotte, NC
| | |
| 20-02468 | 05/06/2022 | Claimant(s): Janice Compton
Claimant Lawyers(s): Niel Prosser
Respondent(s): Thomas Buck
Respondent Lawyers(s): David E. Robbins
Arbitrator(s): Ian S. Greig, Mollie Wagner Neal, Gary E. Marcus
Hearing Site: Memphis, TN
|  | $5,216,020 |
| 20-03205 | 04/16/2021 | Claimant(s): Kevin Higginbotham
Claimant Lawyers(s): Kurt T. Kalberer
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): Mollie Wagner Neal
Hearing Site: Atlanta, GA
| | |
| 20-00549 | 02/27/2021 | Claimant(s): Kevin A. McIntyre Rollover IRA
Claimant Lawyers(s): Kevin A. McIntyre
Respondent(s): Kevin McIntyre, TD Ameritrade.
Respondent Lawyers(s): John Stewart, Kevin A. McIntyre
Arbitrator(s): William Barker Brown, James P. Kinkade, Mollie Wagner Neal
Hearing Site: Atlanta, GA
| | $0 |
| 18-03464 | 09/01/2020 | Claimant(s): Paul Valencia
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Jennifer W. Persico
Arbitrator(s): Lita S Menkin, Mollie Wagner Neal, Bryan Myerson Ward
Hearing Site: Atlanta, GA
| | |
| 17-01368 | 07/15/2019 | Claimant(s): Chad Greer, Jerry Trawick, Louise Trawick, Marilyn Bjornas, Michelle Greer, Richard Bjornas
Claimant Lawyers(s): Peter J. Mougey
Respondent(s): Jerry McCutchen, Richard Murphy, Ronald Brendengen, Thomas Berthel, Berthel, Fisher & Company Financial Serv
Respondent Lawyers(s): Peter J. McElligott
Arbitrator(s): Lita S Menkin, Mark A. Myers, Mollie Wagner Neal
Hearing Site: Atlanta, GA
| | $1,161,120 |
| 15-01833 | 10/19/2018 | Claimant(s): Luis Moyett, DDL Jerico SE, Ludida PR.
Claimant Lawyers(s): Peter J. Mougey
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Gregory M. McCormick
Arbitrator(s): Robert N. Leitch, Ronelle W. Genser, Mollie Wagner Neal
Hearing Site: Atlanta, GA
| | $19,003,700 |
