21-02205 | 02/07/2024 | Claimant(s): Andrea McKinley Claimant Lawyers(s): Eric Spengler Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Stephen Dellinger Arbitrator(s): Lisa Bass Morris, Daniel F. Piar, Victoria Liccione Hearing Site: Charlotte, NC
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23-00742 | 10/13/2023 | Claimant(s): Thomas Lomascolo Claimant Lawyers(s): Thomas Lomascolo Respondent(s): Robinhood Financial. Respondent Lawyers(s): Richard J. Davis Arbitrator(s): Victoria Liccione Hearing Site: Charlotte, NC
| | $0 |
22-02948 | 06/21/2023 | Claimant(s): Nancy Everidge Claimant Lawyers(s): Stefan Apotheker Respondent(s): Britt Wright, Iris Israel, James Woods, Oppenheimer & Co.., Julie Jones, Michael Mooney, Penny Flippen, Livingston Group Asset Management Respondent Lawyers(s): Britt Franklin Wright, Iris Cecelia Israel, James Wallace Woods, John J. Woods, Julie Adelle Jones, Michael Jeremiah Mooney, Penny Gail Flippen, William E. Mahoney Arbitrator(s): Charles L.A. Terreni, Victoria Liccione, Sharon Lanette Ervin Hearing Site: Charlotte, NC
| | Withdrawn |
20-03615 | 06/13/2022 | Claimant(s): Larry Cabrera Claimant Lawyers(s): Thomas Momjian Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Victor L. Hayslip Arbitrator(s): Mollie Wagner Neal, Robert Paul Michaud, Victoria Liccione Hearing Site: Charlotte, NC
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20-02252 | 08/26/2021 | Claimant(s): James Womack Claimant Lawyers(s): Michael E. Ciochina Respondent(s): Luke McKelvy Respondent Lawyers(s): Connie M. Fickel Arbitrator(s): Mary E. Woytek, Bruce Wayne Campbell, Victoria Liccione Hearing Site: Charlotte, NC
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