| 23-00946 | 06/04/2024 | Claimant(s): Jasmin Gentling, Peter Gentling
Claimant Lawyers(s): John B Veach
Respondent(s): John Wolf, Cornerstone Financial Planning
Respondent Lawyers(s): Elizabeth L. Winters
Arbitrator(s): Richard H. Potter, Charles L.A. Terreni, Silvia Maria Rossbach Rheinbolt
Hearing Site: Charlotte, NC
|  | $613,825 |
| 22-02948 | 06/21/2023 | Claimant(s): Nancy Everidge
Claimant Lawyers(s): Stefan Apotheker
Respondent(s): Britt Wright, Iris Israel, James Woods, Oppenheimer & Co.., Julie Jones, Michael Mooney, Penny Flippen, Livingston Group Asset Management
Respondent Lawyers(s): Britt Franklin Wright, Iris Cecelia Israel, James Wallace Woods, John J. Woods, Julie Adelle Jones, Michael Jeremiah Mooney, Penny Gail Flippen, William E. Mahoney
Arbitrator(s): Charles L.A. Terreni, Victoria Liccione, Sharon Lanette Ervin
Hearing Site: Charlotte, NC
| | Withdrawn |
| 21-02797 | 05/24/2022 | Claimant(s): Justin Cramer
Claimant Lawyers(s): Brian Luther
Respondent(s): Edward Jones
Respondent Lawyers(s): Jonathan W. Hackbarth
Arbitrator(s): Langfred W. White, William Alexander Despo, Charles L.A. Terreni
Hearing Site: Columbia, SC
| | |
| 12-02349 | 11/26/2013 | Claimant(s): J.W. Pickens, J.W. Pickens Jr., as Trustee U/W/O JW
Claimant Lawyers(s): Elizabeth Zeck
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Alan S. Rafterman
Arbitrator(s): Charles L.A. Terreni, Walter J. Wylie, Lisa Bass Morris
Hearing Site: Columbia, SC
| | $1,307,920 |
| 12-01697 | 11/06/2013 | Claimant(s): First Command Financial Planning., First Command Financial Services., First Command Securities Corporation
Claimant Lawyers(s): Ethan H. Cohen, Steven W. Hamm
Respondent(s): Bradford WilsonL Financial LLC, James Agostini, Jeanine Bodie, Jeb Zoller, Patrick Burgess, Robert Paschal, Shelby Hill, Stephen Simmons, Davinci Financial Designs
Respondent Lawyers(s): Cory E. Manning, Elizabeth Ann Agostini, Justin M. Kata, Richard J. Morgan
Arbitrator(s): W. Wells Van Pelt, Charles L.A. Terreni, Donald John Andres
Hearing Site: Columbia, SC
| | |
| 12-00462 | 04/22/2013 | Claimant(s): Mildred Wood, Mildred Wood Revocable Trust, Trust Under the Will of Robert E. Wood
Claimant Lawyers(s): Thomas P. Gressette
Respondent(s): Wachovia Securities, Wells Fargo Advisors, Lisbeth Cherrington
Respondent Lawyers(s): Stephen M. Cox
Arbitrator(s): Susan J. Buckley, Alan L. Berger, Charles L.A. Terreni
Hearing Site: Columbia, SC
| | Expungement |
| 12-02121 | 02/12/2013 | Claimant(s): Michael DiDato
Claimant Lawyers(s): Michael R. DiDato
Respondent(s): Andrew Garrett Inc.
Respondent Lawyers(s): Revan R. Schwartz
Arbitrator(s): Sanford S. Finder, Charles Stanley Lomax, Charles L.A. Terreni
Hearing Site: Columbia, SC
| | |
