Potomac Analytics' Logo

FINRA Awards for Sanford S. Finder

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 3 out of 3 results
Case Number Award Date Case Summary Customer Case? Amount Granted
14-0051507/28/2015Claimant(s): Jamesa Selleck
Claimant Lawyers(s): Sara E. Hanley
Respondent(s): Wells Fargo Advisors, Renita McDougal
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Richard H. Potter, Sanford S. Finder, Daniel Lee Tedrick
Hearing Site: Charlotte, NC
Checkmark IconExpungement
14-0077406/15/2015Claimant(s): Jerry Dean, Jerry Dean IRA, Roth IRA and SEP IRA
Claimant Lawyers(s): Joshua B. Kons
Respondent(s): John Thomas Financial
Respondent Lawyers(s): Maria Cummings
Arbitrator(s): Mollie Wagner Neal, Sanford S. Finder, Harvey Russell Preston
Hearing Site: Columbia, SC
Checkmark Icon$122,000
12-0212102/12/2013Claimant(s): Michael DiDato
Claimant Lawyers(s): Michael R. DiDato
Respondent(s): Andrew Garrett Inc.
Respondent Lawyers(s): Revan R. Schwartz
Arbitrator(s): Sanford S. Finder, Charles Stanley Lomax, Charles L.A. Terreni
Hearing Site: Columbia, SC

3 Results

Display: