| 21-01123 | 10/08/2021 | Claimant(s): Michele Misiti
Claimant Lawyers(s): Scott Holcomb
Respondent(s): John Thomas Financial
Respondent Lawyers(s): Maria Cummings
Arbitrator(s): Ann C. Northern, William E. Nuckel, Allan N. Taffet
Hearing Site: New York, NY
| | |
| 20-03220 | 07/15/2021 | Claimant(s): Dennis Herrera
Claimant Lawyers(s): Thomas McEvoy
Respondent(s): Aegis Capital Corp., Hunter Scott Financial LLC., John Thomas Financial
Respondent Lawyers(s): Corporate Office, Kevin Meade, Peter Gouzos
Arbitrator(s): Gerald M. Levine
Hearing Site: New York, NY
| | |
| 20-02282 | 04/19/2021 | Claimant(s): Dennis Herrera
Claimant Lawyers(s): Thomas McEvoy
Respondent(s): Aegis Capital Corp., Blackbook Capital, Charles Vista LLC, Hunter Scott Financial LLC, John Thomas Financial
Respondent Lawyers(s): Anthony C. Naccarelli, Franklin Ogele, Gregg Lorenzo, Maria Cummings, Peter Gouzos
Arbitrator(s): Harvey Barrison
Hearing Site: New York, NY
| | |
| 20-00945 | 01/15/2021 | Claimant(s): Wade Papapanagiotu
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): John Thomas Financial
Respondent Lawyers(s): Maria Cummings
Arbitrator(s): Brian John Gallagher
Hearing Site: New York, NY
| | |
| 19-03045 | 06/17/2020 | Claimant(s): Evan Taub
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): John Thomas Financial
Respondent Lawyers(s): Maria Cummings
Arbitrator(s): William E. Nuckel
Hearing Site: New York, NY
| | |
| 19-03019 | 06/08/2020 | Claimant(s): Felippe Alves
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): National Securities Corporation, John Thomas Financial, Joseph Stevens & Co..
Respondent Lawyers(s): Emily A. Hayes, Fabio Migliaccio, Maria Cummings
Arbitrator(s): William G. Binckes
Hearing Site: New York, NY
| | |
| 17-00820 | 06/25/2019 | Claimant(s): Joseph Scaniffe
Claimant Lawyers(s): David J. Freniere
Respondent(s): Anastasios Belesis, John Belesis, Marc Greenberg, Brookville Capital Partners, John Thomas Financial, Sterne, Agee & Leach.
Respondent Lawyers(s): Anthony Varbero, Gabriel Iezzoni, George D. Sullivan, Marc Greenberg, Maria Cummings, Seth Huberman
Arbitrator(s): Steven R. Rolnick, Philip S. Wellman, Mark Stuart Gurevitz
Hearing Site: Hartford, CT
|  | $200,000 |
| 15-00398 | 08/10/2016 | Claimant(s): Dan Malauskas, Sharon Malauska
Claimant Lawyers(s): Bradley D. Schnur
Respondent(s): Anastasios Belesis, Baris Cabalar, John Thomas Financial
Respondent Lawyers(s): Anthony C. Varbero, Thomas J. McCabe, Tom Belesis
Arbitrator(s): Raymond P. Buschmann
Hearing Site: Chicago, IL
| | Stipulated Award |
| 13-03077 | 08/05/2016 | Claimant(s): Anthony Barbato, Anthony Barbato Trustess of
Claimant Lawyers(s): W. Alexander Melbardis
Respondent(s): Anastasios Belesis, JTF Private Wealth Management, John Thomas Financial
Respondent Lawyers(s): Anthony C. Varbero, Dan A. Druz, Maria Cummings
Arbitrator(s): Stanley F. Meyerson, Joseph I. Liebman
Hearing Site: New York, NY
| | $57,524 |
| 13-01182 | 06/20/2016 | Claimant(s): Brett Bennett, John Meekin, Philip Hobley, Richard Wayne, Christopher Testa IRA
Claimant Lawyers(s): Todd A. Zuckerbrod
Respondent(s): Anastasios Belesis, John Thomas Financial
Respondent Lawyers(s): Anthony C. Varbero, Maria Cummings
Arbitrator(s): Henry G. Plaster, Yvette C. Hatfield, Heidi Markovitz
Hearing Site: Washington, DC
| | $0 |
