FINRA Awards for Joseph Stevens & Co..

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 6 out of 6 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
20-02325	05/05/2021	Claimant(s): Anthony Varbero Claimant Lawyers(s): Thomas McEvoy Respondent(s): Joseph Stevens & Co.. Respondent Lawyers(s): Fabio Migliaccio Arbitrator(s): Sam Antar Hearing Site: New York, NY
19-03019	06/08/2020	Claimant(s): Felippe Alves Claimant Lawyers(s): Tosh D Grebenik Respondent(s): National Securities Corporation, John Thomas Financial, Joseph Stevens & Co.. Respondent Lawyers(s): Emily A. Hayes, Fabio Migliaccio, Maria Cummings Arbitrator(s): William G. Binckes Hearing Site: New York, NY
11-00879	09/01/2011	Claimant(s): Christopher Driscoll Claimant Lawyers(s): Christopher Driscoll Respondent(s): Joseph Stevens & Co.. Respondent Lawyers(s): Linda Chudnoff Arbitrator(s): Robert S. Getman Hearing Site: New York, NY
10-02766	05/24/2011	Claimant(s): Brent Richtsmeier Claimant Lawyers(s): Joshua A. Waldman Respondent(s): Jack Kalisz, National Securities Corporation, Joseph Stevens & Co.. Respondent Lawyers(s): Josepha Sorbara, Mark Roth Arbitrator(s): Annette Gres Shepherd, Robert E. Jenks, Karen J. Burneff Hearing Site: Los Angeles, CA		Expungement
10-00370	09/23/2010	Claimant(s): Christopher Driscoll Claimant Lawyers(s): Christopher Driscoll Respondent(s): Granite Associates, Joseph Stevens & Co.. Respondent Lawyers(s): Giovanni Migliaccio, Joseph Sorbara Arbitrator(s): Jeffrey G. Sommers Hearing Site: New York, NY
08-03100	03/18/2009	Claimant(s): Jay Ryckman Claimant Lawyers(s): Jay H. Ryckman Respondent(s): Joseph Stevens & Co.. Respondent Lawyers(s): Michael C. Farkas Arbitrator(s): Irene C. Warshauer Hearing Site: New York, NY		$233