Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 15-01273 | 03/02/2016 | Claimant(s): Barbara Tanzman Claimant Lawyers(s): Sara E. Hanley Respondent(s): Alan Jacobs, Leslie Lukoff, Michael Falken, Michael Jacobs Respondent Lawyers(s): Neil S. Baritz Arbitrator(s): Irene C. Warshauer Hearing Site: New York, NY |  | Dismissed by Rule 12206 |
| 14-01175 | 08/25/2014 | Claimant(s): Spartan Capital Securities Claimant Lawyers(s): Yvonne Owens Respondent(s): Jason Diaz, Khaled Nasseri, Phillip Pistilli Respondent Lawyers(s): Jason Robert Diaz, Khaled H. Nasseri, Phillip Eugene Pistilli Arbitrator(s): Irene C. Warshauer Hearing Site: New York, NY | ||
| 13-01112 | 03/20/2014 | Claimant(s): Arthur Meadows, Virginia Meadows Claimant Lawyers(s): Brian J. Neville Respondent(s): Anastasios Belesis, George Belesis, John Thomas Financial Respondent Lawyers(s): Dan Druz Arbitrator(s): Irene C. Warshauer Hearing Site: New York, NY | | $16,600 |
| 12-01596 | 10/05/2012 | Claimant(s): Euna Shim Claimant Lawyers(s): Alan S. Brodherson Respondent(s): SG Americas Securities Respondent Lawyers(s): Lloyd S. Clareman Arbitrator(s): Irene C. Warshauer Hearing Site: New York, NY | ||
| 09-07212 | 11/30/2010 | Claimant(s): Lois Santarsiero Claimant Lawyers(s): Lois M. Santarsiero Respondent(s): TD Ameritrade., Joshua Kenney, Michael Iannucci, Ryan Lewis Respondent Lawyers(s): Barry S. Gold Arbitrator(s): Irene C. Warshauer Hearing Site: New York, NY | | $0 |
| 09-02527 | 10/14/2009 | Claimant(s): Frances Meyers Claimant Lawyers(s): Howard Meyers Respondent(s): Wachovia Securities Respondent Lawyers(s): Brent J. Burtin Arbitrator(s): Irene C. Warshauer Hearing Site: New York, NY | | $9,413 |
| 08-03100 | 03/18/2009 | Claimant(s): Jay Ryckman Claimant Lawyers(s): Jay H. Ryckman Respondent(s): Joseph Stevens & Co.. Respondent Lawyers(s): Michael C. Farkas Arbitrator(s): Irene C. Warshauer Hearing Site: New York, NY | | $233 |
| 07-02986 | 06/10/2008 | Claimant(s): James Bynum Claimant Lawyers(s): James Bynum Respondent(s): Joseph Jones, Investors Capital Corp. Respondent Lawyers(s): James A. McGovern, Joseph Lionel Jones Arbitrator(s): Irene C. Warshauer Hearing Site: New York, NY | | $0 |