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FINRA Awards for Khaled H. Nasseri

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0000610/11/2019Claimant(s): Khaled Nasseri
Claimant Lawyers(s): Khaled H. Nasseri
Respondent(s): Aegis Capital Corp.
Respondent Lawyers(s): Michael P. Gilmore
Arbitrator(s): Arthur Neil Tolciss
Hearing Site: New York, NY
14-0117508/25/2014Claimant(s): Spartan Capital Securities
Claimant Lawyers(s): Yvonne Owens
Respondent(s): Jason Diaz, Khaled Nasseri, Phillip Pistilli
Respondent Lawyers(s): Jason Robert Diaz, Khaled H. Nasseri, Phillip Eugene Pistilli
Arbitrator(s): Irene C. Warshauer
Hearing Site: New York, NY

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