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FINRA Awards for Jason Diaz

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0106601/22/2020Claimant(s): Jason Diaz
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Jon D. Kaplon
Arbitrator(s): Laurel Littman Gothelf
Hearing Site: San Francisco, CA
16-0030005/18/2016Claimant(s): Garden State Securities.
Claimant Lawyers(s): Steven Trigili
Respondent(s): Jason Diaz
Respondent Lawyers(s): Jason Robert Diaz
Arbitrator(s): Joseph J. Arata
Hearing Site: New York, NY
14-0117508/25/2014Claimant(s): Spartan Capital Securities
Claimant Lawyers(s): Yvonne Owens
Respondent(s): Jason Diaz, Khaled Nasseri, Phillip Pistilli
Respondent Lawyers(s): Jason Robert Diaz, Khaled H. Nasseri, Phillip Eugene Pistilli
Arbitrator(s): Irene C. Warshauer
Hearing Site: New York, NY

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