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FINRA Awards for Garden State Securities.

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Displaying 9 out of 9 results
Case Number Award Date Case Summary Customer Case? Amount Granted
18-0072802/21/2020Claimant(s): Kevin Mackenzie
Claimant Lawyers(s): Gary Menzer
Respondent(s): Frank Pasquale, Garden State Securities.
Respondent Lawyers(s): Robert I. Rabinowitz, Robert Knuts
Arbitrator(s):
Hearing Site: Boston, MA
Checkmark IconSettlement
18-0225510/31/2018Claimant(s): Garden State Securities.
Claimant Lawyers(s): Steven D. Trigili
Respondent(s): Michael Kaplan
Respondent Lawyers(s): Michael Kaplan
Arbitrator(s): Michael Fischetti
Hearing Site: Newark, NJ
18-0076308/16/2018Claimant(s): Edward Bertram, Marilyn Bertram
Claimant Lawyers(s): Bradley D Schnur
Respondent(s): Garland James, Ronald Richer, Garden State Securities.
Respondent Lawyers(s): Garland Sean James, Robert I. Rabinowitz
Arbitrator(s): Robert H. Putnam
Hearing Site: Charlotte, NC
Checkmark Icon$25,600
16-0111012/13/2017Claimant(s): Tyre Newsome
Claimant Lawyers(s): Tyre F. Newsome
Respondent(s): Garden State Securities.
Respondent Lawyers(s): Robert I. Rabinowitz
Arbitrator(s): Stephen J. Storen, Anthony Michael Sabino, William A. Rome
Hearing Site: New York, NY
16-0093701/06/2017Claimant(s): Garden State Securities.
Claimant Lawyers(s): Steven Trigili
Respondent(s): Ian Lowrey
Respondent Lawyers(s): Ian Phillip Lowrey
Arbitrator(s): Robert Elliot Harrison
Hearing Site: New York, NY
15-0099607/05/2016Claimant(s): Anthony Romano
Claimant Lawyers(s): Adam Nicolazzo
Respondent(s): Garden State Securities.
Respondent Lawyers(s): Martin P. Unger
Arbitrator(s): Carole L. Green, Cheryl H. Agris, Ronald F. Rosner
Hearing Site: New York, NY
Checkmark Icon$142,168
16-0030005/18/2016Claimant(s): Garden State Securities.
Claimant Lawyers(s): Steven Trigili
Respondent(s): Jason Diaz
Respondent Lawyers(s): Jason Robert Diaz
Arbitrator(s): Joseph J. Arata
Hearing Site: New York, NY
13-0374703/03/2015Claimant(s): Charlie Boyd
Claimant Lawyers(s): Richard A. Stephens
Respondent(s): Garden State Securities.
Respondent Lawyers(s): David Hirschberg
Arbitrator(s): Richard W. Epstein
Hearing Site: Boca Raton, FL
Checkmark Icon$600
11-0102409/01/2011Claimant(s): Garden State Securities.
Claimant Lawyers(s): Robert I. Rabinowitz
Respondent(s): Anthony Sparber
Respondent Lawyers(s): Anthony M. Sparber
Arbitrator(s): Karimu F. Hill-Harvey
Hearing Site: Newark, NJ

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