| 23-00501 | 02/12/2024 | Claimant(s): Spartan Capital Securities
Claimant Lawyers(s): Robert I. Rabinowitz
Respondent(s): Gary Demetri
Respondent Lawyers(s): Gary P. Demetri
Arbitrator(s): Annamaria Boccia Smith, Veronica Ann Williams, Marguerite Daniels
Hearing Site: New York, NY
| | |
| 23-01461 | 09/28/2023 | Claimant(s): Debra Gordon
Claimant Lawyers(s): Debra Gordon
Respondent(s): Quoin Capital LLC
Respondent Lawyers(s): Robert I. Rabinowitz
Arbitrator(s): Pamela A. Kentra
Hearing Site: Chicago, IL
| | |
| 22-02758 | 06/28/2023 | Claimant(s): Spartan Capital Securities
Claimant Lawyers(s): Robert I. Rabinowitz
Respondent(s): Albert Foronda
Respondent Lawyers(s): Albert Foronda
Arbitrator(s): Arthur Neil Tolciss
Hearing Site: New York, NY
| | |
| 22-02677 | 05/17/2023 | Claimant(s): Spartan Capital Securities
Claimant Lawyers(s): Robert I. Rabinowitz
Respondent(s): Joseph Desapio
Respondent Lawyers(s): Joseph C. Desapio
Arbitrator(s): Judith C. Zerden
Hearing Site: New York, NY
| | |
| 20-03119 | 09/16/2021 | Claimant(s): Michael Fasciglione
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): National Securities Corporation, First Montauk Securities Corp.
Respondent Lawyers(s): Emily A. Hayes, Robert I. Rabinowitz
Arbitrator(s): Annamaria Boccia Smith
Hearing Site: New York, NY
| | |
| 21-00199 | 09/02/2021 | Claimant(s): John Lowry
Claimant Lawyers(s): Robert I. Rabinowitz
Respondent(s): Spartan Capital Securities
Respondent Lawyers(s): Kim Monchik
Arbitrator(s): Elizabeth Gilbert, Christine Meiers Schatz, Marc Adam Sherman
Hearing Site: New York, NY
| | |
| 19-03286 | 04/12/2021 | Claimant(s): Arun Virick, Michael Fishman, Nazim Lokhandwala, Steven Rothstein, Tom Nolan, Veronica Marano, Entrust Group Inc FBO David W Rackiewicz, Provident Trust Group LLC FBO Eran Cohen, Cushman Family Trust, Terran Holding Company
Claimant Lawyers(s): Howard M. Rosenfield
Respondent(s): Larry Cohen
Respondent Lawyers(s): Robert I. Rabinowitz
Arbitrator(s): Thomas D. Giordano, Ira A. Auerbach, David J. Weisenfeld
Hearing Site: New York, NY
|  | Expungement |
| 18-00728 | 02/21/2020 | Claimant(s): Kevin Mackenzie
Claimant Lawyers(s): Gary Menzer
Respondent(s): Frank Pasquale, Garden State Securities.
Respondent Lawyers(s): Robert I. Rabinowitz, Robert Knuts
Arbitrator(s):
Hearing Site: Boston, MA
| | Settlement |
| 19-00300 | 10/29/2019 | Claimant(s): James Mariani
Claimant Lawyers(s): Tosh D. Grebenik,
Respondent(s): National Securities Corporation, First Montauk Securities Corp.
Respondent Lawyers(s): Fred N. Knopf, Robert I. Rabinowitz
Arbitrator(s): Arthur M. Handler
Hearing Site: New York, NY
| | |
| 18-00763 | 08/16/2018 | Claimant(s): Edward Bertram, Marilyn Bertram
Claimant Lawyers(s): Bradley D Schnur
Respondent(s): Garland James, Ronald Richer, Garden State Securities.
Respondent Lawyers(s): Garland Sean James, Robert I. Rabinowitz
Arbitrator(s): Robert H. Putnam
Hearing Site: Charlotte, NC
| | $25,600 |
