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FINRA Awards for James Mariani

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0184011/21/2024Claimant(s): Carmine Vano, Mary Vano
Claimant Lawyers(s): Nicholas J. Guiliano
Respondent(s): James Mariani, Michael Fasciglione
Respondent Lawyers(s): James J. Mariani, Michael Fasciglione
Arbitrator(s): Alfreida B. Kenny, Albert Rizzo, Lisa Renee Pomerantz
Hearing Site: New York, NY
Checkmark Icon$19,516
23-0183911/04/2024Claimant(s): Michael Galanti, Sheilah Galanti
Claimant Lawyers(s): Nicholas J. Guiliano
Respondent(s): James Mariani, Michael Fasciglione
Respondent Lawyers(s): James J. Mariani, Michael Fasciglione
Arbitrator(s): Martin R. Cramer, Peter L. Michaelson, Cataldo Fazio
Hearing Site: Jersey City, NJ
Checkmark Icon$500,300
19-0030010/29/2019Claimant(s): James Mariani
Claimant Lawyers(s): Tosh D. Grebenik,
Respondent(s): National Securities Corporation, First Montauk Securities Corp.
Respondent Lawyers(s): Fred N. Knopf, Robert I. Rabinowitz
Arbitrator(s): Arthur M. Handler
Hearing Site: New York, NY

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