19-01407 | 11/25/2019 | Claimant(s): Wells Fargo Advisors Financial Network Claimant Lawyers(s): Thomas B. Lewis Respondent(s): Paul Liebman Respondent Lawyers(s): Paul Gary Liebman Arbitrator(s): Arthur M. Handler Hearing Site: New York, NY
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19-00300 | 10/29/2019 | Claimant(s): James Mariani Claimant Lawyers(s): Tosh D. Grebenik, Respondent(s): National Securities Corporation, First Montauk Securities Corp. Respondent Lawyers(s): Fred N. Knopf, Robert I. Rabinowitz Arbitrator(s): Arthur M. Handler Hearing Site: New York, NY
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16-00654 | 01/18/2018 | Claimant(s): James Knoeller Claimant Lawyers(s): Jeffrey L. Liddle Respondent(s): Mizuho Securities Usa Inc. Respondent Lawyers(s): Philip A. Goldstein Arbitrator(s): Keely D. Parr, Arthur M. Handler, Blossom Nicinski Hearing Site: New York, NY
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15-00850 | 07/14/2016 | Claimant(s): Julian Stoopler Claimant Lawyers(s): Martin P. Unger Respondent(s): Oppenheimer & Co.. Respondent Lawyers(s): Michael J. McAllister Arbitrator(s): Arthur M. Handler, Leslie Ruth Nydick, Kim Daly Kelly Hearing Site: New York, NY
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13-01808 | 11/25/2015 | Claimant(s): Jason Goldstein Claimant Lawyers(s): Lawrence R. Gelber Respondent(s): Deutsche Bank Securities. Respondent Lawyers(s): Karen M. Steel Arbitrator(s): Richard D. Gueren, Arthur M. Handler, Andrew M. Schmertz Hearing Site: New York, NY
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13-03364 | 12/22/2014 | Claimant(s): Richard Brooks Claimant Lawyers(s): Christopher J. Gray Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Alexandra L. Dunaif, Arthur M. Handler, David J. Weisenfeld Hearing Site: New York, NY
| | $0 |
12-02895 | 05/30/2014 | Claimant(s): Melvin Shapiro and Linda Shapiro Claimant Lawyers(s): Jospeh A. Sack Respondent(s): Brian Kaplan, Erik Fiebert, Deutsche Bank Alex.Brown Respondent Lawyers(s): Donald N. Cohen Arbitrator(s): Christina Kallas, Arthur M. Handler, Brooks White Hearing Site: New York, NY
| | Expungement |