Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 13-03364 | 12/22/2014 | Claimant(s): Richard Brooks Claimant Lawyers(s): Christopher J. Gray Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Alexandra L. Dunaif, Arthur M. Handler, David J. Weisenfeld Hearing Site: New York, NY |  | $0 |
| 11-01940 | 11/22/2011 | Claimant(s): Wells Fargo Advisors Financial Network Claimant Lawyers(s): Jessica G. Klein Respondent(s): Richard Brooks Respondent Lawyers(s): David M. Lazarus Arbitrator(s): Lester M. Rosenberg Hearing Site: Miami, FL |