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FINRA Awards for Jessica G. Klein

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Displaying 10 out of 13 results
Case Number Award Date Case Summary Customer Case? Amount Granted
16-0353403/24/2017Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Jessica G. Klein
Respondent(s): Fredrick Reagan
Respondent Lawyers(s): Fredrick Deon Reagan
Arbitrator(s): Jack J. Herman
Hearing Site: Indianapolis, IN
16-0224902/23/2017Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Jessica G. Klein
Respondent(s): Nancy Griffith
Respondent Lawyers(s): Nancy Putnam Griffith
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Charlotte, NC
16-0225012/01/2016Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Jessica G. Klein
Respondent(s): Larry Underwood
Respondent Lawyers(s): Larry Michael Underwood
Arbitrator(s): Christopher J. Klein
Hearing Site: Miami, FL
14-0344811/17/2015Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Jessica G. Klein
Respondent(s): Steven Spitts
Respondent Lawyers(s): Steven Craig Spitts
Arbitrator(s): James N. D'Orso
Hearing Site: San Francisco, CA
13-0075708/19/2013Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Jessica G. Klein
Respondent(s): Christopher Bouyear
Respondent Lawyers(s): Christopher Bouyear
Arbitrator(s): George A. Sellnau
Hearing Site: Houston, TX
11-0183405/09/2012Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Jessica G. Klein
Respondent(s): Kyle Roulet
Respondent Lawyers(s): Kyle Daniel Roulet
Arbitrator(s): Douglas W. Oldfield
Hearing Site: San Francisco, CA
11-0194102/16/2012Claimant(s): Wells Fargo Advisors Financial Network
Claimant Lawyers(s): Jessica G. Klein
Respondent(s): John Markland
Respondent Lawyers(s): John Jay Markland
Arbitrator(s): Stephan Paul Carrier
Hearing Site: Baltimore, MD
11-0177601/20/2012Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Jessica G. Klein
Respondent(s): Kyle Cronan
Respondent Lawyers(s): Kyle Thomas Cronan
Arbitrator(s): Philip I. McConnell
Hearing Site: Houston, TX
11-0194212/19/2011Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Jessica G. Klein
Respondent(s): Russell Hart
Respondent Lawyers(s): James D. Skaar
Arbitrator(s): William M. Getzoff
Hearing Site: Chicago, IL
11-0180812/05/2011Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Jessica G. Klein
Respondent(s): Gerald O'Lear
Respondent Lawyers(s): Gerald A. O'Lear
Arbitrator(s): Richard B. Ancowitz
Hearing Site: Buffalo, NY

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