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FINRA Awards for George A. Sellnau

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Displaying 10 out of 11 results
Case Number Award Date Case Summary Customer Case? Amount Granted
15-0107010/20/2015Claimant(s): Raymond James Financial Services.
Claimant Lawyers(s): Dominique E. Heller
Respondent(s): Rhonda Matthews
Respondent Lawyers(s): Rhonda Janeen Matthews
Arbitrator(s): George A. Sellnau
Hearing Site: Houston, TX
14-0359805/07/2015Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): Irma Hampton
Respondent Lawyers(s): Jessica C. Neufeld
Arbitrator(s): George A. Sellnau
Hearing Site: Houston, TX
14-0234604/08/2015Claimant(s): Wells Fargo Advisors Financial Network
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): William Guido
Respondent Lawyers(s): William Benton Guido
Arbitrator(s): George A. Sellnau
Hearing Site: New Orleans, LA
13-0075708/19/2013Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Jessica G. Klein
Respondent(s): Christopher Bouyear
Respondent Lawyers(s): Christopher Bouyear
Arbitrator(s): George A. Sellnau
Hearing Site: Houston, TX
11-0025305/29/2012Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Jason E. Murtagh
Respondent(s): Christopher Coulter
Respondent Lawyers(s): Jonathan C. Andresen
Arbitrator(s): George A. Sellnau
Hearing Site: Houston, TX
10-0198307/15/2011Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Gregg W. Marsano
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): George A. Sellnau
Hearing Site: Dallas, TX
10-0098903/30/2011Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Yana Kromo
Respondent(s): Mark Fowler
Respondent Lawyers(s): Mark W. Fowler
Arbitrator(s): George A. Sellnau
Hearing Site: Dallas, TX
09-0416404/19/2010Claimant(s): Laura Loudamy
Claimant Lawyers(s): Laura Loudamy
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith A. Felde
Arbitrator(s): George A. Sellnau
Hearing Site: Houston, TX
Checkmark Icon$6,475
08-0100904/16/2009Claimant(s): Cass Shewbart
Claimant Lawyers(s): Cass Shewbart
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Diane M. Brown
Arbitrator(s): George A. Sellnau
Hearing Site: Houston, TX
Checkmark Icon$5,213
07-0216804/21/2008Claimant(s): Ruth Megnet
Claimant Lawyers(s): Ruth Grace Megnet
Respondent(s): Patrick Manriquez
Respondent Lawyers(s): Douglas B. Appel
Arbitrator(s): George A. Sellnau
Hearing Site: Houston, TX
Checkmark Icon$0

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