Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 13-00202 | 08/07/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Claimant Lawyers(s): Yana Kromo Respondent(s): Denise Thornburgh Respondent Lawyers(s): Denise L. Thornburgh Arbitrator(s): Leo G. Stern Hearing Site: Minneapolis, MN | ||
| 13-00115 | 05/30/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol Claimant Lawyers(s): Yana Kromo Respondent(s): John Zangari Respondent Lawyers(s): Thomas B. Lewis Arbitrator(s): Carole M. Crosby Hearing Site: Tampa, FL | ||
| 09-07159 | 09/09/2011 | Claimant(s): Morgan Stanley Claimant Lawyers(s): Yana Kromo Respondent(s): Robert Thompson Respondent Lawyers(s): Chris T. Vernon Arbitrator(s): Steven R. Reininger, John Hughes Verchot, Joel David Cowart Hearing Site: Tampa, FL | ||
| 10-04538 | 08/18/2011 | Claimant(s): Morgan Stanley Claimant Lawyers(s): Yana Kromo Respondent(s): Walter Katai Respondent Lawyers(s): Walter Michael Katai Arbitrator(s): Mary Margaret Bush Hearing Site: Reno, NV | ||
| 09-06045 | 07/06/2011 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Yana Kromo Respondent(s): Brian Wiegand Respondent Lawyers(s): Henry Nguyen Arbitrator(s): Irwin Kahn Hearing Site: New York, NY | ||
| 09-06101 | 04/28/2011 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Yana Kromo Respondent(s): John Downs Respondent Lawyers(s): William S. Wolfson Arbitrator(s): E. William Pastor Hearing Site: Philadelphia, PA | ||
| 09-07148 | 04/12/2011 | Claimant(s): Morgan Stanley Claimant Lawyers(s): Yana Kromo Respondent(s): Ted Rovet Respondent Lawyers(s): Frederick W. Rovet Arbitrator(s): David I. Goldblatt Hearing Site: Newark, NJ | ||
| 10-05372 | 04/04/2011 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Yana Kromo Respondent(s): Robert O'Herlihy Respondent Lawyers(s): Robert O'Herlihy Arbitrator(s): Jack Friedman Hearing Site: Newark, NJ | ||
| 10-00989 | 03/30/2011 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Yana Kromo Respondent(s): Mark Fowler Respondent Lawyers(s): Mark W. Fowler Arbitrator(s): George A. Sellnau Hearing Site: Dallas, TX | ||
| 09-05744 | 05/27/2010 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Yana Kromo Respondent(s): Thomas Stoner Respondent Lawyers(s): Thomas Lee Stoner Arbitrator(s): Mary Margaret Bush Hearing Site: Anchorage, AK |