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FINRA Awards for Denise L. Thornburgh

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0020208/07/2013Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Yana Kromo
Respondent(s): Denise Thornburgh
Respondent Lawyers(s): Denise L. Thornburgh
Arbitrator(s): Leo G. Stern
Hearing Site: Minneapolis, MN

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