| 23-02747 | 05/29/2024 | Claimant(s): Brian Visconti
Claimant Lawyers(s): Richard S. Meisner
Respondent(s): The Jeffrey Matthews Financial Group LLC
Respondent Lawyers(s): Ginny Colarusso
Arbitrator(s): Carole Crosby
Hearing Site: Tampa, FL
| | |
| 23-02800 | 05/22/2024 | Claimant(s): Jonathan Marshall
Claimant Lawyers(s): Jonathan Edward Marshall
Respondent(s): Lincoln Financial Securities Corporation
Respondent Lawyers(s): Benjamin Edwards
Arbitrator(s): Carole Crosby, Donald N. Malawsky, John G. Sciandra
Hearing Site: Tampa, FL
| | |
| 23-01856 | 01/05/2024 | Claimant(s): Roman Raykis
Claimant Lawyers(s): Scott L. Silver
Respondent(s): International Assets Advisory
Respondent Lawyers(s): Bryan M. Ward
Arbitrator(s): Carole Crosby
Hearing Site: Tampa, FL
|  | Expungement |
| 15-02204 | 09/02/2016 | Claimant(s): Andrew Carsell, Linda Carsell
Claimant Lawyers(s): Eric E. Ludin
Respondent(s): Michael Deboer, Interactive Brokers LLC, Signator Financial Services.
Respondent Lawyers(s): John J. Nielands, Joshua N. Cook, Michael Jon Deboer
Arbitrator(s): Carole M. Crosby, Francis Eugene Welper, David Schwartzberg
Hearing Site: Tampa, FL
| | $0 |
| 14-00079 | 08/05/2015 | Claimant(s): Cor Clearing LLC
Claimant Lawyers(s): Bruce W. Barnes
Respondent(s): David Jarvis
Respondent Lawyers(s): Debra A. Jenks
Arbitrator(s): Carole M. Crosby, Richard J. Fuller, Daniel B. Daugherty
Hearing Site: Tampa, FL
| | |
| 13-02761 | 04/04/2014 | Claimant(s): Marc Ballard
Claimant Lawyers(s): Marc P. Ballard
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Niels P. Murphy
Arbitrator(s): Carole M. Crosby
Hearing Site: Tampa, FL
| | $213 |
| 11-04210 | 07/25/2013 | Claimant(s): The Estate of Eugene R. Smith III
Claimant Lawyers(s): Robert Lott
Respondent(s): Darryl Bryant, David Miller, Fortune Financial Services., Triad Advisors.
Respondent Lawyers(s): Daniel I. MacIntyre, Peter B. King, Vincent M. Roskovensky
Arbitrator(s): Carole M. Crosby, Ronald A. Isackson, James Douglas Amrhein
Hearing Site: Tampa, FL
| | Expungement |
| 12-01089 | 06/06/2013 | Claimant(s): Barbara Galowitz, Gerald Galowitz
Claimant Lawyers(s): Peter J. Mougey
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Langfred W. White, Carole M. Crosby, Mimi B. Osiason
Hearing Site: Tampa, FL
| | $0 |
| 13-00115 | 05/30/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Yana Kromo
Respondent(s): John Zangari
Respondent Lawyers(s): Thomas B. Lewis
Arbitrator(s): Carole M. Crosby
Hearing Site: Tampa, FL
| | |
| 12-01920 | 12/26/2012 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Deborah G. Evans
Respondent(s): Rafael Calleja
Respondent Lawyers(s): Rafael Antonio Calleja
Arbitrator(s): Carole M. Crosby
Hearing Site: Tampa, FL
| | |
