| 17-02272 | 04/11/2018 | Claimant(s): Jerome Nelson, Kathleen Nelson
Claimant Lawyers(s): Sean M. Sweeney
Respondent(s): Packerland Brokerage Services., Triad Advisors.
Respondent Lawyers(s): David A. Baugh, Dennis C. Carter
Arbitrator(s): Jeffry M. Bauer, Jonathan B. Gilbert, Michael Jay Buffoni
Hearing Site: Milwaukee, WI
|  | $0 |
| 15-01606 | 12/26/2017 | Claimant(s): Donovan Essen, Palm City Family Dental Care Profit Shar
Claimant Lawyers(s): Joshua B. Kons
Respondent(s): Duane Goodell, Triad Advisors.
Respondent Lawyers(s): Gregg Breitbart
Arbitrator(s): James W. Geiger, Carl Shechter, Ronald W. Weissman
Hearing Site: Boca Raton, FL
| | Expungement |
| 11-04210 | 07/25/2013 | Claimant(s): The Estate of Eugene R. Smith III
Claimant Lawyers(s): Robert Lott
Respondent(s): Darryl Bryant, David Miller, Fortune Financial Services., Triad Advisors.
Respondent Lawyers(s): Daniel I. MacIntyre, Peter B. King, Vincent M. Roskovensky
Arbitrator(s): Carole M. Crosby, Ronald A. Isackson, James Douglas Amrhein
Hearing Site: Tampa, FL
| | Expungement |
| 12-01930 | 01/10/2013 | Claimant(s): Joan Fugok
Claimant Lawyers(s): Christopher B. Jones
Respondent(s): Jamie Lake, Triad Advisors.
Respondent Lawyers(s): Daniel I. MacIntyre, Jamie Patrick Lake
Arbitrator(s): Gordon M. Wase
Hearing Site: Philadelphia, PA
| | $0 |
| 11-01043 | 07/16/2012 | Claimant(s): Estate of Jack A. Gambino
Claimant Lawyers(s): Richard A. Stephens
Respondent(s): Triad Advisors.
Respondent Lawyers(s): Mark J. Astarita
Arbitrator(s): Guy K. Stewart, Roy B. Gonas, Gary R Librizzi
Hearing Site: Boca Raton, FL
| | $260,147 |
| 10-05167 | 03/27/2012 | Claimant(s): Carmine Aufiero, Claudia Aufiero
Claimant Lawyers(s): Carole R. Bernstein
Respondent(s): Chester Payne, Hayes Brown, Jennifer Holloman, Triad Advisors.
Respondent Lawyers(s): Hayes Samuel Brown, Jennifer Anne Holloman, Mark J. Astarita
Arbitrator(s): Jack Friedman, John A. Astorina, Madelon M. Rosenfeld
Hearing Site: New York, NY
| | $250,300 |
| 11-00106 | 01/13/2012 | Claimant(s): PCF LLC, TGV LLC
Claimant Lawyers(s): Shana M. Rugani
Respondent(s): William Kring, Triad Advisors.
Respondent Lawyers(s): J. Steven Parker
Arbitrator(s): Arthur DeStefano, William H. Fleece, John T. Luce
Hearing Site: Tampa, FL
| | Dismissed by Rule 12504 |
