| 14-00549 | 11/18/2014 | Claimant(s): Ian Cole
Claimant Lawyers(s): Ian Stuart Cole
Respondent(s): Purshe Kaplan Sterling Investments
Respondent Lawyers(s): David M. Purcell
Arbitrator(s): Joseph J. Arata, John A. Astorina, Stuart L. Bass
Hearing Site: New York, NY
| | |
| 13-00166 | 12/05/2013 | Claimant(s): Timothy Flynn
Claimant Lawyers(s): George L. Mahr
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Philip A. Fortino
Arbitrator(s): John A. Astorina, Franklin P. Chapman, Peter Susser
Hearing Site: New York, NY
| | |
| 10-05167 | 03/27/2012 | Claimant(s): Carmine Aufiero, Claudia Aufiero
Claimant Lawyers(s): Carole R. Bernstein
Respondent(s): Chester Payne, Hayes Brown, Jennifer Holloman, Triad Advisors.
Respondent Lawyers(s): Hayes Samuel Brown, Jennifer Anne Holloman, Mark J. Astarita
Arbitrator(s): Jack Friedman, John A. Astorina, Madelon M. Rosenfeld
Hearing Site: New York, NY
|  | $250,300 |
| 10-01563 | 10/25/2010 | Claimant(s): Paul Scileppi
Claimant Lawyers(s): Paul Scileppi
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Anthony J. Borrelli
Arbitrator(s): John A. Astorina, Kenneth M. Felder, Suzanne Amy Zalewski
Hearing Site: New York, NY
| | |
| 08-03000 | 03/11/2009 | Claimant(s): Andrew Tressler, Anthony Graziano, Derek Rehill, Todd Aitken, NoCoa Corporation
Claimant Lawyers(s): Andrew Tressler, Anthony Graziano, Derek Rehill, Nocoa Corporation, Todd Aitken
Respondent(s): David Carter
Respondent Lawyers(s): DAVID I CARTER
Arbitrator(s): John A. Astorina
Hearing Site: New York, NY
| | |
| 02-03848 | 02/05/2008 | Claimant(s): Chaim Levin
Claimant Lawyers(s): Jeffrey Liddle
Respondent(s): GFI Securities, GFINET Inc., Inter-Dealer Brokers, Jersey Partners.
Respondent Lawyers(s): Barry Asen
Arbitrator(s): Louis H. Miron, John A. Astorina, Alan Shaw
Hearing Site: New York, NY
| | |
| 06-04595 | 01/25/2008 | Claimant(s): Basic Investors.
Claimant Lawyers(s): Eric S. Hutner
Respondent(s): Glen Meyer
Respondent Lawyers(s): Glen Meyer
Arbitrator(s): John A. Astorina, John P. Bevilacqua, Eric J. Sussman
Hearing Site: New York, NY
| | |
| 07-02106 | 12/03/2007 | Claimant(s): Torc Investments and Research LLC
Claimant Lawyers(s): Ben Delfin
Respondent(s): DE Trading
Respondent Lawyers(s): Eric Lichtenstein
Arbitrator(s): John A. Astorina
Hearing Site: New York, NY
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