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FINRA Awards for Ian Cole

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0054911/18/2014Claimant(s): Ian Cole
Claimant Lawyers(s): Ian Stuart Cole
Respondent(s): Purshe Kaplan Sterling Investments
Respondent Lawyers(s): David M. Purcell
Arbitrator(s): Joseph J. Arata, John A. Astorina, Stuart L. Bass
Hearing Site: New York, NY
14-0057109/23/2014Claimant(s): Ian Cole
Claimant Lawyers(s): Ian S. Cole
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Jay M. Israel
Arbitrator(s): Ellyn S. Roth, Paul A Candeletti, Amy Jill Baranoff
Hearing Site: New York, NY
14-0050109/05/2014Claimant(s): Ian Cole
Claimant Lawyers(s): Ian Cole
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Jay Marc Israel
Arbitrator(s): Catherine Ladnier, Leona Beane, Edward W. Morris
Hearing Site: New York, NY

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