| 14-00501 | 09/05/2014 | Claimant(s): Ian Cole
Claimant Lawyers(s): Ian Cole
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Jay Marc Israel
Arbitrator(s): Catherine Ladnier, Leona Beane, Edward W. Morris
Hearing Site: New York, NY
| | |
| 09-04105 | 02/24/2010 | Claimant(s): Jay Lombard
Claimant Lawyers(s): Jay Lombard
Respondent(s): GunnAllen Financial
Respondent Lawyers(s): Jay Marc Israel
Arbitrator(s): Joseph B. Russell
Hearing Site: New York, NY
|  | $0 |
| 08-03101 | 12/29/2009 | Claimant(s): Jean Powell
Claimant Lawyers(s): Kirk G. Smith
Respondent(s): Norair Seferian, Peter Marzo, GunnAllen Financial.
Respondent Lawyers(s): Jay Marc Israel, Norair Allain Seferian, Timothy Feil
Arbitrator(s): Joan M. Traub, Christine Costigan, Michele S. Riley
Hearing Site: New York, NY
| | Expungement |
| 07-02813 | 04/17/2009 | Claimant(s): Mary Colunga
Claimant Lawyers(s): William Hopkins
Respondent(s): Andrew Longoria, Capital Financial Services., GunnAllen Financial., LRS Investments
Respondent Lawyers(s): Janiece M. Longoria, Jay Marc Israel, Robert Tyler
Arbitrator(s): Morris Rubin, Sherry R. Wetsch, Larry J. Craddock
Hearing Site: Houston, TX
| | $47,500 |
| 07-03291 | 10/23/2008 | Claimant(s): Larry Anderson
Claimant Lawyers(s): Larry D. Anderson
Respondent(s): GunnAllen Financial.
Respondent Lawyers(s): Jay Marc Israel
Arbitrator(s): Brett W. Olander
Hearing Site: Minneapolis, MN
| | $0 |
| 08-00637 | 08/19/2008 | Claimant(s): Richard Fernandes
Claimant Lawyers(s): Richard S. Fernandes
Respondent(s): Gunnallen Financial
Respondent Lawyers(s): Jay Marc Israel
Arbitrator(s): Steven N. Ainbinder
Hearing Site: Ft. Lauderdale, FL
| | $0 |
| 07-01980 | 03/27/2008 | Claimant(s): GunnAllen Financial
Claimant Lawyers(s): Jay Marc Israel
Respondent(s): Andrew Tressler
Respondent Lawyers(s): J. Christopher Albanese
Arbitrator(s): Harold Webb
Hearing Site: New York, NY
| | |
| 06-04392 | 12/03/2007 | Claimant(s): GunnAllen Financial Inc
Claimant Lawyers(s): Jay Marc Israel
Respondent(s): Wayne Lieberz
Respondent Lawyers(s): Stuart A. Jackson
Arbitrator(s): Michael Ross, Philip Florio, Brian R. Cohen
Hearing Site: New York, NY
| | |
